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Jobs >> Browse Jobs >> Compliance
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 date  location company  job title
Apr 08,14 USA-MD- Baltimore
T. Rowe Price
Sponsored Job  

Analyst, Investment Compliance


PRIMARY PURPOSE OF THE POSITION Utilizes technical and subject matter expertise to perform and/or manage specific components of the investment compliance monitoring program related to New Account Take-On (NATO). Works with significant autonomy and authority and independently r....


 
Apr 03,14 USA-NY- New York City
FXCM, Inc.
Sponsored Job  

Senior Compliance Associate – Monitoring & Examinations


Purpose of Role: The Senior Compliance Associate - Monitoring is responsible for conducting reviews of activities within Compliance, as well as of Operations, Dealing, Sales, Guaranteed Introducing Brokers, and Branch offices. The Senior Compliance Associate - Monitoring will....


 
Apr 03,14 USA-NY- New York City
FXCM, Inc.
Sponsored Job  

Senior Compliance Associate - Corporate Compliance


Key Duties & Responsibilities: Draft internal memos and professional correspondence Understand and develop knowledge of regulatory guidelines and how they influence firm's business processes Maintain and update documentation files Conduct research on regulations and d....


 
Apr 17, 14 USA-MO- Harrisonville ********** Area Manager-Maintenance (G)
.... with (or to) individuals or groups verbally and/or in writing (e.g. customers, suppliers, associates). Identify associate, customer, and/or supplier concerns Implement the business plan for area of r....

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Apr 17, 14 USA-CA- Alameda ********** HR Credentialing & Compliance Coordinator - FT, AM
.... in Alameda’s Marina Village. The area is surrounded by free parking, walking trails, several local attractions, shopping areas nearby, accessible transportation options and more. You will also enjoy ....

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Apr 17, 14 USA-OR- Portland ********** Environmental Scientist/Compliance Project Manager
.... Manager Job ID 780122 Location Portland, OR 10941-7102 Other Location Description Cornerstone Environmental Group, LLC, is an engineering firm specializing in services to the solid waste industry, ....

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Apr 17, 14 USA- GA ********** Sarbanes-Oxley (SOX) Compliance Analyst
.... Area ACC - Accounting/Finance Location GA - Atlanta Req ID 47629 Job Type Regular Job Time Full-Time Experience Level Mid Level Required Education Masters Degree or equivalent experience Requi....

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Apr 17, 14 USA ********** United States of America: Global Administration and Compliance Coordinator
.... Compliance Coordinator Vacancy details Organization: **MEMBERS ONLY**SIGN UP NOW***. Country: United States of America Closing date: 10 Jul 2014 **MEMBERS ONLY**SIGN UP NOW***., LLC (URC) URC is a global company de....

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Apr 17, 14 USA-TX- Austin ********** Code Compliance Division Manager
.... in public/municipal code enforcement, which includes one (1) year case management experience in each of the following code enforcement areas: property maintenance; structure/system and land use that ....

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Apr 17, 14 USA-MD- Hanover ********** Compliance Manager- Govt Svcs
.... Corporate Location: Hanover, Maryland Category: Professional & Business Operations Jobs Rate: Based on experience. Job Type: Direct Hire Posting ID: 3036798 Posting Date: 3/31/2014 Allegis Group Fami....

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Apr 17, 14 USA- FL ********** Senior Compliance Analyst Team Lead AML On Boarding
.... Education Level: Bachelor's Degree Job Description Description Client On-Boarding & Maintenance Unit - conducts due diligence and quality assurance reviews for high risk customers and periodic ....

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Apr 17, 14 USA- IA ********** Assistant Athletic Director/Compliance
.... # 50424 Persons with disabilities may contact Human Resource Services if accommodations are needed. * P&S Info Position Basics Position Title: Assistant Athletic Director/Compliance Job Category: P&S....

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1 hit(s)  
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Apr 17, 14 USA-TX- Houston ********** Compliance Engineer
.... technical document requirements issued from the corporate office -Create Level 2 procedure documents and checklists to audit plants against; create action items to address findings; assist plant as n....

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1 hit(s)  
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Apr 17, 14 USA-TX- Houston ********** Compliance Manager
.... Family Legal Shift Days Employee Type Regular Subject to DOT Regulations No Percent of Travel Required 25 Relocation Provided No Location Houston Office Description Responsible for the effective impl....

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Apr 17, 14 USA-NJ- Parsippany ********** Health Sciences - 340B Compliance Manager
.... organizations in the United States, specializing in audit, tax, consulting, and financial advisory services with clients in more than 20 industries. We provide powerful business solutions to some of ....

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1 hit(s)  
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Apr 17, 14 USA-NY- New York City ********** Regulatory Affairs Compliance Director - 44953
.... Director position, the right candidate will be responsible for the following: Review and revision of Compliance policies and procedures for consistency with documentation Collaboration with subject m....

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Apr 17, 14 USA-AL- Birmingham ********** SOX Manager
.... on critical projects and permanent placement in the areas of accounting, finance, technology, and operations. We are committed to identifying the talent that meets those needs and fits the unique c....

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Apr 17, 14 USA- CT ********** Proefessional Revenue Compliance Auditor/ Educator
.... The primary focus of the position is to provide education and conduct audits for the physicians and their staff. Assists in the planning, organizing, and completion of auditing activities required to....

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1 hit(s)  
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Apr 17, 14 USA-WI- Milwaukee ********** Compliance Rep - Data Quality Control Tester
.... SUMMARY: Responsible for complying with the **MEMBERS ONLY**SIGN UP NOW***.’s Fair and Responsible Banking Policy and corresponding fair lending and responsible banking compliance programs.  Provides support and helps ....

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2 hit(s)  
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Apr 17, 14 USA-VA- Arlington ********** Compliance Analyst, Online & Mobile Advertising Privacy Program
.... cutting-edge privacy program in the digital ad tech space. Our mission is to build trust between the advertising industry and consumers who use the ad-supported Internet on desktop and mobile devices....

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Apr 17, 14 USA-TX- Fort Worth ********** Sr. Manager Government Compliance and Finance
.... Manager is responsible for leadership and execution within the Government Finance & Compliance department, focusing on financial analysis of incurred costs or budget planning and maintenance.  The Se....

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Apr 17, 14 USA- FL ********** Compliance Director ICG LATAM
.... Education Level: Bachelor's Degree Job Description Brief Description of the Organization Citi, the leading global financial services company, has some 200 million customer accounts and does bus....

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1 hit(s)  
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Apr 17, 14 USA-PA- Hershey ********** Global Customs and Trade Compliance Analyst
.... States Job Location: Hershey, PA Grade: 1B Summary: This position has responsibility for supporting the Global Customs and Trade Compliance team in areas such as HTS Classifications and Schedule B co....

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Apr 17, 14 USA-CA- Los Angeles
Resources Global Professionals
Treasury Analyst
.... professionals.Lend your talent, skills and experience to a world-class company, and enjoy the freedom and flexibility to choose your engagements, manage your workload and control your work-life balan....

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Apr 17, 14 USA-IN- Fort Wayne
Lincoln National_Allegis
AVP Privacy Compliance
.... Fort Wayne, IN Job ID: 14-0043-2 Part Time : No Description About The Company Lincoln Financial Group is a Fortune 500 company offering a diverse range of financial services and solutions. With a str....

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Apr 17, 14 USA-PA- Bala Cynwyd
Philadelphia Insurance Company
Business Relationship Manager-Underwriting/Compliance
.... Services, we provide professional support services to the Tokio Marine Group of companies in the United States, including Tokio Marine Management, Inc., the First Insurance Company of Hawaii, and the....

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