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Jobs >> Browse Jobs >> Compliance
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 date  location company  job title
Jul 17,14 USA-WA- Enumclaw
Mutual of Enumclaw Insurance Company
Sponsored Job  

Compliance Manager (Property & Casualty Insurance)


Overview: Oversee a coordinated Company framework that ensures compliance to all regulatory requirements. Provide assurance that the Company adheres to such requirements and maintains its authority to do business in all jurisdictions in good standing. Serve as a complia....


 
Jul 09,14 USA-NY- New York City
MTA Metro-North Railroad
Sponsored Job  

Statistical Analysis & Compliance Manager


Statistical Analysis & Compliance Manager Location: Manhattan - Midtown Grade: F  Salary Range:  Min:  $64,786  /  Mid: $80,982  / Max:  $97,179 Reference #:   80285 Application Deadline: July 31st OPENING Playing a vital role in the economy of New York State....


 
Jul 19,14 USA-CA- San Diego
LPL Financial
Sponsored Job  

Compliance Analyst


Job Description LPL Financial Services has a full-time opportunity for a Compliance Analyst in the Charlotte Compliance Department. This position is responsible for the compliance review and approval of Representatives wishing to join LPL Financial, Analysis includes review of Ou....


 
Jul 22, 14 USA-NY- New York City ********** Wholesale Group Chief Compliance Officer - Compliance Manager 6
.... Risk & Compliance Group- (WORC CCO) is responsible for providing reasonable assurance and credible challenge, through oversight, that all areas of Wholesale meet regulatory compliance risk management....

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Jul 22, 14 USA-LA- Hammond ********** MOTOR VEHICLE COMPLIANCE ANALYST 1/2/3
.... enforcement, or customer service experience. SUBSTITUTIONS: College training will substitute for the required experience on the basis of thirty semester hours for one year of experience. Trainin....

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Jul 22, 14 USA-DC- Washington ********** Fiscal Compliance Analyst
.... Services Corporation (LSC) is the country’s single largest funder of civil legal aid for low-income Americans. LSC currently funds 134 independent, non-profit legal aid organizations with more than 8....

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Jul 22, 14 USA-CA- Santa Rosa ********** 43531 Regulatory Affairs Specialist - Quality Regulatory Compliance
.... Specialist - Quality Regulatory Compliance Location: Santa Rosa, CA Length: 11 Months If interested, please send resumes to **** Description: Ensure compliance to the FDA Quality System ....

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Jul 22, 14 USA-MA- Auburndale ********** Compliance Auditor
.... healthcare organization that prides itself on “doing the right thing” when it comes to compliance. Your expertise would be valuable in continuing to grow and develop a strong, effective and results o....

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Jul 22, 14 USA- AL ********** Ra Manager -Pharm- Regulatory affairs
.... Affairs We have an exciting opportunity for a Regulatory Affairs Manager who will be responsible for supporting the Regulatory department across a number of company-sponsored projects. Essential ....

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Jul 22, 14 USA-NJ- Paramus ********** Director of Compliance, Licensing and Contracting
.... closely with MMA resources (MMA, Proskauer, Mercer, law firms, and outside consultants), members of the employee benefits team, clients, and prospects to provide guidance with respect to a wide range....

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Jul 22, 14 USA-WY- Sheridan ********** Compliance Officer
.... Location Sheridan, WY United States Job Description Work with a dynamic team! **MEMBERS ONLY**SIGN UP NOW***. is recruiting for a Compliance Officer. We’re a growing organization with excellent opportunit....

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Jul 22, 14 USA-NY- New York City ********** Chief Compliance Officer
.... is looking to add a Chief Compliance Officer ( CCO). The CCO will establish the foundation that will enable the Swap Execution Facility to comply with the relevant provisions of Dodd-Frank and will m....

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Jul 22, 14 USA-NJ- Jersey City ********** Compliance Officer ICG AML Advisory Controls and Reporting
.... USA Education Level: Bachelor's Degree Job Description Description This position will directly support all areas of the ICG AML Advisory unit, covering CPB, Embassy, TTS, SFS, TRP, CIB, Markets,....

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Jul 22, 14 USA-CA- Northridge ********** Regulatory Affairs Specialist, International
.... Affairs and QA Position Description The Regulatory Affairs Specialist is responsible for developing regulatory strategy, preparing global submissions and obtaining approval to introduce Medtronic Min....

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Jul 22, 14 USA-FL- Saint Petersburg ********** Compliance Specialist II - Advertising Review
.... knowledge and skills in securities industry compliance obtained through education, experience, training and certification to assist in administering and analyzing complex compliance reviews mitigatin....

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Jul 22, 14 USA-RI- Cranston ********** Reporting Analysis Manager, Regulatory Compliance
.... Time Regular/Temporary: Regular Responsibilities Summary of Position Responsible for leading and driving the Compliance governance and regulatory reporting and analysis strategy and standards to acco....

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Jul 22, 14 USA-MA- Boston ********** Financial Accounting & Reporting Advisory - Multiple Levels
.... by taking a Risk Intelligent approach to managing financial, technology and business risks. This approach helps our clients focus on their areas of increased risk, bridge silos to effectively manage ....

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Jul 22, 14 USA-MN- Minneapolis ********** ADP Corporate Sales Manager Financial & Compliance Services
.... Manager | Financial & Compliance Services Country: United States State: Minnesota City: Minneapolis Employment Status: Full Time Job Responsibilities:(Description): At ADP we are driven by your succ....

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Jul 22, 14 USA-NY- New York City ********** Compliance Manager – Funds (Investment Management)
.... Manager – Funds (Investment Management) Description   J.P. Morgan is a leader in asset management, investment banking, private banking, treasury and securities services, and commercial banking. Tod....

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Jul 22, 14 USA-NY- New York City ********** Senior Compliance Analyst- GIU AML Investigations
.... has some 200 million customer accounts and does business in more than 100 countries, providing consumers, corporations, governments and institutions with a broad range of financial products and servi....

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Jul 22, 14 USA-CA- Redwood City ********** Global Senior IT Compliance Specialist
.... fact, we entertain millions of people across the globe with the most amazing and immersive interactive software in the industry. But making games is hard work. That’s why we employ the most creative,....

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Jul 22, 14 USA- CO ********** Director, Customs Compliance
.... Compliance. This position works in conjunction with Sr. Director - Global Trade Compliance to maintain and improve Americas trade compliance. Determines areas of non-compliance, evaluates risk and re....

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1 hit(s)  
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Jul 22, 14 USA- MD ********** International Trade Compliance Analyst 3
.... Business Management - International Business & Trade Management Organization, seeks an International Trade Compliance Analyst 3 to join its team, in its Linthicum, MD office. This position manages ....

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Jul 22, 14 USA-IA- Des Moines
Wells Fargo
Compliance Consultant 4
.... Number: 5018797 Schedule Type: Reg-Time Work Hours: 40 Location: Des Moines,IA Qualifications: - Previous regulatory or compliance experience in fina....

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Jul 22, 14 USA-AL- Tuscaloosa
UNIVERSITY OF ALABAMA - INFORMATION TECHNOLOGY
OIT Compliance Manager/IT Technical Specialist V
.... with experience evaluating and/or auditing technology best practice and security compliance. Visit Employment Opportunities at jobs.ua.edu for more information and to apply. The University of Alaba....

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Jul 22, 14 USA-NC- Charlotte
Wells Fargo
Compliance Consultant 5 - Regulatory Proponent
.... York, NY** Regulatory Compliance Risk Management (RCRM), the corporate compliance function, safeguards the company by ensuring that all businesses abide by applicable rules, laws, regulation and int....

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