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Jobs >> Browse Jobs >> Compliance >> Maryland >> Baltimore
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 date  location company  job title
Apr 08,14 USA-MD- Baltimore
T. Rowe Price
Sponsored Job  

Analyst, Investment Compliance


PRIMARY PURPOSE OF THE POSITION Utilizes technical and subject matter expertise to perform and/or manage specific components of the investment compliance monitoring program related to New Account Take-On (NATO). Works with significant autonomy and authority and independently r....


 
Mar 26,14 USA-MD- Baltimore
T. Rowe Price
Sponsored Job  

Manager, Investment Compliance


PRIMARY PURPOSE OF THE POSITION This position is responsible for providing strategic and tactical leadership, direction, staff management and technical expertise. Specifically, the position is responsible for the direction and oversight of the Sub-Advised monitoring team withi....


 
Apr 07, 14 USA-MD- Salisbury ********** Compliance Advisor
.... recruiters find you... Our advanced jobs by email will send you new jobs every day. Recruiters will contact you directly about jobs they have available. Registration only takes a few minutes, but wil....

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8 hit(s)  
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Apr 05, 14 USA-MD- Salisbury ********** Compliance Advisor
.... for a Compliance Advisor to join the Life and Pensions division of our large FTSE100 organisation for a 6 month contract. Key Purpose To provide support and guidance to the business regarding the req....

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9 hit(s)  
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Apr 05, 14 USA-MD- Salisbury ********** Compliance Advisor
.... Advisor to join the Life and Pensions division of our large FTSE100 organisation for a 6 month contract. Key Purpose To provide support and guidance to the business regarding the requirements of The ....

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5 hit(s)  
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Apr 01, 14 USA-MD- Preston ********** Carrier Compliance Coordinator
.... States Verify carrier eligibility. Approve or disapprove carriers.Be accurate. Follow up. Fast paced and close cooperation with many. Apply Now Apply Now Share....

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3 hit(s)  
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Mar 22, 14 USA-MD- Secretary ********** Assistant Company Secretary
.... that the Alternative group complies with standard financial and legal practice and maintains standards of corporate governance, as well as providing support to the Legal team. To ensure that the ad....

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5 hit(s)  
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Apr 18, 14 USA-DE- Wilmington ********** Consumer Bank Data Steward Executive - Wilmington, DE
.... United States Job number: 1400021490 Back to results Apply Now for this job > Job description Line of Business Specific Description: Position will require deep subject matter expertise for the follow....

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4 hit(s)  
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Apr 18, 14 USA-DE- Wilmington ********** Compliance Manager-Team Lead / Corporate Functions Area
.... Area','140038524','!*! JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in invest....

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3 hit(s)  
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Apr 18, 14 USA-PA- West Chester ********** Regulatory Affairs Specialist - Job#: 14-00644
.... Affairs Specialist. This is a long term consulting position. If interested, Please apply to this ad or send your resume and contact details with the job # and job title in the subject line to recruit....

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3 hit(s)  
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Apr 18, 14 USA-DE- Wilmington ********** VP/Compliance Officer
.... in Glen Mills, PA, is a Delaware State Chartered Bank and an FDIC insured, Equal Housing Lender. We have been providing banking services since 1996. We have been a leader in providing secured and uns....

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1 hit(s)  
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Apr 18, 14 USA-PA- Hershey ********** Global Customs and Trade Compliance Analyst
.... Global Customs and Trade Compliance team in areas such as HTS Classifications and Schedule B codes, evaluation for Free Trade Agreements, embargo controls, implementation of compliance programs globa....

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Apr 18, 14 USA-PA- Philadelphia ********** Compliance Associate - Branch Examinations (Philadelphia, PA)
.... will be responsible for ensuring the firm’s and individual Financial Advisor’s adherence to the laws and requirements of various regulatory bodies. Candidate will be a results-oriented individual wit....

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2 hit(s)  
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Apr 18, 14 USA-MD- Williamsport ********** RX Asset Protection Associate
.... MD Position Type Hourly Shift 1 Position Description * Communicate with (or to) individuals or groups verbally and/or in writing (e.g. customers, suppliers, associates). * Conduct directed shrink rel....

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1 hit(s)  
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Apr 18, 14 USA-PA- Philadelphia ********** Global Compliance Auditor 0013270_Philadelphia_PA
.... States SUMMARY:As a member of **MEMBERS ONLY**SIGN UP NOW***. QMS and Compliance team, the Global Compliance Auditor supports improving quality and regulatory compliance through the planning, execution and....

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1 hit(s)  
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Apr 18, 14 USA-VA- Dulles ********** Sr. Trade Compliance Counsel
.... directly to Vice President, Legal/General Counsel of IIS business unit for **MEMBERS ONLY**SIGN UP NOW***.. Graduate of a top law school with at least 8 years relevant export (ITAR and EAR) experience. Eligibility ....

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2 hit(s)  
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Apr 18, 14 USA-PA- Lancaster ********** Compliance Specialist II - WKNDS(Fri-Sun 3rd shift) Job
.... Inc, a member of the Johnson & Johnson family of companies, is recruiting for Compliance Specialist II (Wknd Fri – Sun 3rd Shift) for its location in Lancaster, PA. McNeil Consumer Healthcare Divisio....

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Apr 18, 14 USA-DE- Wilmington ********** Compliance Manager-Team Lead / Corporate Functions Area
.... financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercia....

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2 hit(s)  
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Apr 18, 14 USA-PA- Philadelphia ********** Manager - Financial Accounting & Reporting, Life Sciences
.... organizations in the United States, specializing in audit, tax, consulting, and financial advisory services with clients in more than 20 industries. We provide powerful business solutions to some of ....

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2 hit(s)  
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Apr 18, 14 USA-DE- Wilmington ********** Quantitative Compliance Analyst
.... Description Job desscription Responsible for developing quantitative/analytic models and applications in support of the firm's risk management effort. This role focuses on the development of operatio....

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1 hit(s)  
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Apr 18, 14 USA-PA- Lancaster ********** Compliance Specialist II
.... AM 163955 Quality Assurance McNeil Consumer Healthcare, a Division of McNeil-PPC, Inc, a member of the Johnson & Johnson family of companies, is recruiting for Compliance Specialist II (Wknd Fri – Su....

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Apr 18, 14 USA-PA- Collegeville ********** Clinical QC Reviewer - Compliance & Audit
.... 2014 See more jobs like this Review and modify submission-ready clinical documents by demonstrating high attention to detail, in order to guarantee quality of the final document. Responsibilities cov....

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Apr 18, 14 USA-DE- Wilmington
JPMorgan Chase & Co,
Compliance Manager-Corporate Functions Area
.... financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercia....

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Apr 18, 14 USA-DE- Newark
JPMorgan Chase & Co,
Compliance Research Analyst
.... Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries.  The firm is a leader in Investment & Corporate Banking; Finan....

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Apr 18, 14 USA-PA- Bala Cynwyd
Philadelphia Insurance Company
Compliance Intern
.... a member of the Tokio Marine Group, designs, markets and underwrites commercial property/casualty and professional liability insurance products for select industries. We have been in operation since ....

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