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Director, Compliance Consulting
The candidate will interact with senior management of investment advisory and broker-dealer clients on regulatory requirements and issues. Will build and develop client relationships while also identifying and ..
Transaction Banking Compliance, Director The candidate will serve as ... as the lead business line compliance officer for the Transaction Banking ... and lead the Transaction Banking Compliance team members;..
Sanctions Regulatory Compliance, Director The candidate will be responsible ... providing guidance on sanctions regulatory compliance and supporting the compliance effectiveness reviews and OFAC sanctions ... include as part of..
Senior Manager /Director, Tax and Benefits Compliance
The candidate will be responsible for keeping abreast of current developments and preparing tax alerts for the Firm designed to advise team members on ..
Trading & Liquidity Strategies Advisory Compliance, Director Duties: Responsible for leading Trading ... and Liquidity Strategies (TLS) Advisory Compliance efforts for the Americas with ... enhance the Americas TLS regulatory..
Corporate Compliance - Electronic Trading Compliance Advisory - Executive Director The candidate will be working ... front office personnel on regulatory compliance strategy for the firm's global, ... electronic trading..
Corporate Compliance -Fixed Income Compliance- Securitized Products-Vice President/Executive Director The candidate will provide real-time ... will provide real-time regulatory and Compliance advice to the Securitized Products ... procedures and advisory..
Director of Regional Compliance Programs The candidate will develop/improve ... entities to a comprehensive master compliance calendar (including training and auditing)(in ... auditing)(in conjunction with LCO’s /regional compliance council). In..
Regulatory Compliance Director & Privacy Officer Duties: Plans, ... oversight and accountability for Corporate Compliance activities for assigned region. Acts ... for assigned region. Acts as Compliance point person for..
CIB Compliance -Compliance Manager-Vice President/Executive Director The candidate will provide compliance guidance and support to the ... Research and the Control Room Compliance teams. Will also partner with ... standards..
CIB Compliance -Compliance Manager-Vice President/Executive Director','170052497','!*! JP Morgan Chase JPMorgan Chase ... available at http://www.jpmorganchase.com/. Our Compliance Function With a diverse team ... With a diverse team of Compliance..
... within Global Programs of the Compliance Division that aim to ultimately ... that aim to ultimately enhance compliance activities across the enterprise. This ... Programs team, which includes the..
... regulators. Management of Risk Ensure compliance, operational risk controls in accordance ... jobholder will implement the Group compliance policy by containing compliance risk in liaison with Global ... liaison..
The Complex Business & Legal Affairs team is seeking a senior level Attorney to have primary responsibility for legal matters in support of the following company-wide functions: intellectual property (protection, rights ..
Head of Americas, Control Room Compliance (Director) # 093818 Sector: Capital Markets ... Markets Risk Type: Credit Expertise: Regulatory/Compliance Credit Suisse's Compliance department is currently seeking an ... banking, capital..
... available at http://www.jpmorganchase.com/ . Our Compliance Function With a diverse team ... With a diverse team of Compliance professionals supporting all areas of ... the challenges they face. The..
Dir Reg Compliance and Planning in Stamford Connecticut ... for Customer Operations to ensure compliance with regulatory standards. Collaborate with ... and HR departments to identify compliance-related exposures and emerging..
Corporate Compliance - Multi-Asset Solutions , Asset ... Multi-Asset Solutions , Asset Management Compliance Director - Executive Director','170053475','!*!JP Morgan ChaseJPMorgan Chase & Co. ... available at http://www.jpmorganchase.com/. Our Compliance..
Director, Compliance Paratransit The candidate will handle ... and management of the division’s compliance with the Americans with Disabilities ... policies and procedures. Will oversee compliance control initiatives by developing,..
Director, US Law Compliance Program Central Team, Financial Crime ... Program Central Team, Financial Crime Compliance The candidate's purpose: To support ... support the Bank’s Financial Crime Compliance Americas division..
Corporate Governance is a department within the Executive Regional Management Department for BNPP’s IHC and Wholesale operations in the U.S. BNPP ..
AVP Compliance Training
Responsible for assisting VP to arrange and conduct trainings within the Bank, regarding BSA/AML, OFAC, anti-terrorism finance, and compliance.
Job duties include but are not limited to assisting ..
Advanced Risk & Compliance Analytics Health Industries Director Sector: Capital Markets Sub Sector: ... value and reducing costs of compliance-related activities * Identifying opportunities for ... Risk Assurance Advanced Risk..