Compliance Vice President Jobs in Glen Cove, New York | EmploymentCrossing.com
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Compliance Vice President Jobs in Glen Cove





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Company
Location
New York City, NY
Posted Date
May 23, 17
Info Source
Employer  - Full-Time   

Private Wealth Management Compliance Officer - VP The candidate ... build and maintain a strong compliance culture/environment. Responsibilities will include to ... include to the following: Providing compliance support to..

 
Company
Location
New York City, NY
Posted Date
May 23, 17
Info Source
Employer  - Full-Time   

Asset Management Compliance Officer AVP The candidate will ... working closely with the business, compliance professionals ensure that our risk ... Monitor trading activity to ensure compliance with Prospectus, SAI..

 
Company
Location
New York City, NY
Posted Date
May 23, 17
Info Source
Employer  - Full-Time   

Markets Research Compliance Officer VP The candidate will ... be responsible for implementing the compliance program for the Research businesses ... will involve all aspects of Compliance support, including providing..

 
Company
Location
New York City, NY
Posted Date
May 23, 17
Info Source
Employer  - Full-Time   

Vice President, Compliance Consulting Responsibilities: Provide day-to-day support ... development, implementation and maintenance of compliance programs for a variety of ... advisers. Development and implementation of compliance policies and procedures..

 
Company
Location
New York City, NY
Posted Date
May 20, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - Regulatory Exams Management - ... - Regulatory Exams Management - Compliance Manager, Vice President Responsibilities: Offers the opportunity for ... and Controls, Legal and LOB Compliance teams...

 
Company
Location
Brooklyn, NY
Posted Date
May 20, 17
Info Source
Employer  - Full-Time   

Vice President, Head of APAC Trade Surveillance, ... APAC Trade Surveillance, Asset Management Compliance, Hong Kong RESPONSIBILITIES: Lead and ... supervise the APAC Asset Management Compliance Surveillance Team in the..

 
Company
Location
New York City, NY
Posted Date
May 23, 17
Info Source
Employer  - Full-Time   

Electronic Trading Compliance Officer - AVP / Vice President The candidate will review and ... for adequacy of risk and compliance controls. Will collaborate with Supervision ... developments. Develop and..

 
Company
Location
New York City, NY
Posted Date
May 20, 17
Info Source
Employer  - Full-Time   

Corporate & Investment Bank Compliance - Governance - Senior Associate/VP ... the implementation and execution of Compliance best practices under all current ... New Business Initiative Approval (NBIA) Compliance Governance...

 
Company
Location
New York City, NY
Posted Date
May 20, 17
Info Source
Employer  - Full-Time   

Corporate & Investment Bank Compliance - Governance - Senior Associate/VP ... the implementation and execution of Compliance best practices under all current ... New Business Initiative Approval (NBIA) Compliance Governance...

 
Company
Location
New York City, NY
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

Assistant Vice President, AML Compliance Officer The candidate's responsibilities: Participate ... member of the Firm’s AML Compliance team; Focus on improving the ... Assist in developing and enhancing compliance processes..

 
Company
Location
New York City, NY
Posted Date
May 20, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - AML Trade Surveillance Compliance Manager - Vice President The candidate functions include: Drafting, ... editing procedures on behalf of Compliance Surveillance; Assisting with regulatory requests, ... presentation..

 
Company
Location
New York City, NY
Posted Date
May 19, 17
Info Source
Employer  - Full-Time   

... for: Enhancing the swap dealer compliance program; Revising policies and procedures; ... procedures; Developing training material; Monitoring compliance with applicable regulations through attendance ... and SEFs. Review and analyze..

 
Company
Location
New York City, NY
Posted Date
May 20, 17
Info Source
Employer  - Full-Time   

CIB Compliance -Compliance Manager-Vice President/Executive Director The candidate will provide ... Director The candidate will provide compliance guidance and support to the ... Research and the Control Room Compliance teams...

 
Company
Location
New York City, NY
Posted Date
May 19, 17
Info Source
Employer  - Full-Time   

VP Sr Mgr Regulatory Compliance Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Provide compliance support, advice, and guidance to ... assigned regulation(s), regulatory requirements and/or compliance risks. Provide regulatory compliance expertise to..

 
Company
Location
New York City, NY
Posted Date
May 19, 17
Info Source
Employer  - Full-Time   

Corporate & Investment Bank Compliance - Reporting - Senior Associate/VP ... resides within the CIB Global Compliance CAO team and is accountable ... execution of firmwide and CIB-specific Compliance initiatives...

 
Company
Location
New York City, NY
Posted Date
May 19, 17
Info Source
Employer  - Full-Time   

Corporate & Investment Bank Compliance - Governance - Senior Associate/VP ... resides within the CIB Global Compliance CAO team and is accountable ... execution of firmwide and CIB-specific Compliance initiatives...

 
Location
New York City, NY
Posted Date
May 19, 17
Info Source
Employer  - Full-Time   

Financial Crime Compliance - AML Investigator (AVP) # ... firm in terms of regulatory compliance, violation of law, or reputation. ... 05/19/2017 Featured jobs Principal Corporate Compliance Tester - Institutional..

 
Company
Location
New York City, NY
Posted Date
May 20, 17
Info Source
Employer  - Full-Time   

The Complex Business & Legal Affairs team is seeking a senior level Attorney to have primary responsibility for legal matters in support of the following company-wide functions: intellectual property (protection, rights ..

 
Company
Location
New York City, NY
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - CIB Regulatory Exam Manager - Vice President Responsibilities: Coordinate onsite examinations by regulators covering a variety of topics, businesses and functions related to J.P. Morgan’s Corporate & Investment ..

 
Company
Location
New York City, NY
Posted Date
May 23, 17
Info Source
Employer  - Full-Time   

Risk Assessment Compliance Officer VP The candidate working ... working closely with the business, compliance professionals ensure that our risk ... second level control function, the Compliance Department seeks to..

 
Company
Location
New York City, NY
Posted Date
May 22, 17
Info Source
Recruiter  - Full-Time  

Business Unit Compliance Consultant, Vice President Leading Financial Services Company New ... is looking for Business Unit Compliance Consultant, Vice President..

 
Location
New York City, NY
Posted Date
May 23, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - Compliance Officer - Vice President/Associate','170056890','!*! JP Morgan ChaseJPMorgan Chase & ... available at http://www.jpmorganchase.com/.   Our Compliance Function With a diverse team ... With a diverse team..

 
Location
New York City, NY
Posted Date
May 24, 17
Info Source
Employer  - Full-Time   

Global Compliance - Firmwide Fiduciary Team - ... Team - Issue Management - Vice President','170054785','!*!JP Morgan Chase JPMorgan Chase & ... available at http://www.jpmorganchase.com/.   Our Compliance Function With a..

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