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Private Wealth Management Compliance Officer - VP The candidate ... build and maintain a strong compliance culture/environment. Responsibilities will include to ... include to the following: Providing compliance support to..
Asset Management Compliance Officer AVP The candidate will ... working closely with the business, compliance professionals ensure that our risk ... Monitor trading activity to ensure compliance with Prospectus, SAI..
Markets Research Compliance Officer VP The candidate will ... be responsible for implementing the compliance program for the Research businesses ... will involve all aspects of Compliance support, including providing..
Vice President, Compliance Consulting Responsibilities: Provide day-to-day support ... development, implementation and maintenance of compliance programs for a variety of ... advisers. Development and implementation of compliance policies and procedures..
Corporate Compliance - Regulatory Exams Management - ... - Regulatory Exams Management - Compliance Manager, Vice President Responsibilities: Offers the opportunity for ... and Controls, Legal and LOB Compliance teams...
Vice President, Head of APAC Trade Surveillance, ... APAC Trade Surveillance, Asset Management Compliance, Hong Kong RESPONSIBILITIES: Lead and ... supervise the APAC Asset Management Compliance Surveillance Team in the..
Electronic Trading Compliance Officer - AVP / Vice President The candidate will review and ... for adequacy of risk and compliance controls. Will collaborate with Supervision ... developments. Develop and..
Corporate & Investment Bank Compliance - Governance - Senior Associate/VP ... the implementation and execution of Compliance best practices under all current ... New Business Initiative Approval (NBIA) Compliance Governance...
Assistant Vice President, AML Compliance Officer The candidate's responsibilities: Participate ... member of the Firm’s AML Compliance team; Focus on improving the ... Assist in developing and enhancing compliance processes..
Corporate Compliance - AML Trade Surveillance Compliance Manager - Vice President The candidate functions include: Drafting, ... editing procedures on behalf of Compliance Surveillance; Assisting with regulatory requests, ... presentation..
... for: Enhancing the swap dealer compliance program; Revising policies and procedures; ... procedures; Developing training material; Monitoring compliance with applicable regulations through attendance ... and SEFs. Review and analyze..
CIB Compliance -Compliance Manager-Vice President/Executive Director The candidate will provide ... Director The candidate will provide compliance guidance and support to the ... Research and the Control Room Compliance teams...
VP Sr Mgr Regulatory Compliance Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Provide compliance support, advice, and guidance to ... assigned regulation(s), regulatory requirements and/or compliance risks. Provide regulatory compliance expertise to..
Corporate & Investment Bank Compliance - Reporting - Senior Associate/VP ... resides within the CIB Global Compliance CAO team and is accountable ... execution of firmwide and CIB-specific Compliance initiatives...
Corporate & Investment Bank Compliance - Governance - Senior Associate/VP ... resides within the CIB Global Compliance CAO team and is accountable ... execution of firmwide and CIB-specific Compliance initiatives...
Financial Crime Compliance - AML Investigator (AVP) # ... firm in terms of regulatory compliance, violation of law, or reputation. ... 05/19/2017 Featured jobs Principal Corporate Compliance Tester - Institutional..
The Complex Business & Legal Affairs team is seeking a senior level Attorney to have primary responsibility for legal matters in support of the following company-wide functions: intellectual property (protection, rights ..
Corporate Compliance - CIB Regulatory Exam Manager - Vice President
Responsibilities: Coordinate onsite examinations by regulators covering a variety of topics, businesses and functions related to J.P. Morgan’s Corporate & Investment ..
Risk Assessment Compliance Officer VP The candidate working ... working closely with the business, compliance professionals ensure that our risk ... second level control function, the Compliance Department seeks to..
Business Unit Compliance Consultant, Vice President Leading Financial Services Company New ... is looking for Business Unit Compliance Consultant, Vice President..
Corporate Compliance - Compliance Officer - Vice President/Associate','170056890','!*! JP Morgan ChaseJPMorgan Chase & ... available at http://www.jpmorganchase.com/. Our Compliance Function With a diverse team ... With a diverse team..
Global Compliance - Firmwide Fiduciary Team - ... Team - Issue Management - Vice President','170054785','!*!JP Morgan Chase JPMorgan Chase & ... available at http://www.jpmorganchase.com/. Our Compliance Function With a..