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Corporate Compliance - Institutional Wealth Compliance Officer - Vice President Duties: ... Responsible for oversight of the Compliance Program for the broker/dealer/registered investment ... implementation and oversight of the Compliance..
Corporate Compliance - Control Room Officer - Associate
The candidate will be maintaining and monitoring the firm's Chinese walls/ wall crossings/ flow of non-public information, pre-clearance of permitted communication between banking ..
Compliance Officer, Corporate (Asset Management) The candidate will ... interaction with business management providing compliance advice. Creation and maintenance of ... Administration and implementation of a compliance training program. Maintenance..
Legal Counsel & Compliance Officer The candidate will lead ... The candidate will lead company‘s corporate strategic and tactical legal initiatives, ... organization, and facilitates the organization’s compliance with non-profit,..
Corporate Compliance - Electronic Trading Compliance Advisory - Executive Director The ... front office personnel on regulatory compliance strategy for the firm's global, ... electronic trading platforms. Interact with compliance..
Corporate Compliance -Fixed Income Compliance- Securitized Products-Vice President/Executive Director The ... will provide real-time regulatory and Compliance advice to the Securitized Products ... procedures and advisory bulletins. Conduct Compliance training..
Summer Associate – Corporate Compliance
The candidate will assist with reporting requirements under the Affordable Care Act and Dodd-Frank Act including reviewing and editing of work product. Will research various US ..
Corporate Compliance - Regulatory Exams Management - ... - Regulatory Exams Management - Compliance Manager, Vice President Responsibilities: Offers ... and Controls, Legal and LOB Compliance teams. Manages a caseload..
Legal Compliance Manager The candidate will work ... work closely with the Core Compliance team and will be responsible ... be responsible for supporting key compliance policy and training initiatives...
Senior Manager, Corporate Compliance The candidate will, with oversight ... oversight and direction from VP, Corporate Compliance & Chief Privacy Officer, help ... implement all elements of Mallinckrodt’s corporate compliance..
Electronic Trading Compliance Officer - AVP / Vice ... for adequacy of risk and compliance controls. Will collaborate with Supervision ... developments. Develop and enhance existing compliance policies and procedures..
Corporate & Investment Bank Compliance - Governance - Senior Associate/VP ... the implementation and execution of Compliance best practices under all current ... New Business Initiative Approval (NBIA) Compliance Governance...
Corporate Compliance - AML Trade Surveillance Compliance Manager - Vice President The ... editing procedures on behalf of Compliance Surveillance; Assisting with regulatory requests, ... presentation materials for use by..
... within Global Programs of the Compliance Division that aim to ultimately ... that aim to ultimately enhance compliance activities across the enterprise. This ... Programs team, which includes the..
Corporate - Compliance Analytics - Quantitative Research & ... of the world's most prominent corporate, institutional and government clients under ... and Analytics (QRA) team within Compliance Analytics is responsible..
Corporate Compliance - CIB Regulatory Exam Manager - Vice President
Responsibilities: Coordinate onsite examinations by regulators covering a variety of topics, businesses and functions related to J.P. Morgan’s Corporate & Investment ..
Corporate Compliance - AML Trade Surveillance - Senior Compliance Officer, Associate
Duties: Will be part of the investigations team within the trade surveillance group in bank's compliance department. The group is ..
... limited to, the following: •Ensure compliance and adherence to Celgene policies ... policies and procedures related to corporate funding activities (donations, sponsorships and ... funding activities (donations, sponsorships and..
... of the world's most prominent corporate, institutional and government clients under ... available at http://www.jpmorganchase.com/ . Our Compliance Function With a diverse team ... With a diverse team of..
Corporate Compliance - Multi-Asset Solutions , Asset ... Multi-Asset Solutions , Asset Management Compliance Director - Executive Director','170053475','!*!JP Morgan ... of the world's most prominent corporate, institutional and government clients..
Corporate Compliance - Compliance Officer - Vice President/Associate','170056890','!*! JP ... of the world's most prominent corporate, institutional and government clients under ... available at http://www.jpmorganchase.com/. Our Compliance Function With..
... Reference COR000620 Apply Business Overview: Corporate Governance is a department within ... in class” in terms of corporate governance, both to ensure sound ... expectations. The mandate of the..