Corporate Compliance Jobs in Fair Lawn, New Jersey | EmploymentCrossing.com
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Corporate Compliance Jobs in Fair Lawn





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Company
Location
New York City, NY
Posted Date
May 25, 17
Info Source
Employer  - Full-Time   

Corporate Compliance Professional The candidate must have 8-10 years of experience. Should have extensive experience with anti-corruption compliance, including the Foreign Corrupt Practices Act and UK Bribery Act, including conducting risk ..

 
Company
Location
New York City, NY
Posted Date
May 20, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - Institutional Wealth Compliance Officer - Vice President Duties: ... Responsible for oversight of the Compliance Program for the broker/dealer/registered investment ... implementation and oversight of the Compliance..

 
Company
Location
Jersey City, NJ
Posted Date
May 20, 17
Info Source
Employer  - Full-Time,Contract   

Corporate Compliance - Control Room Officer - Associate The candidate will be maintaining and monitoring the firm's Chinese walls/ wall crossings/ flow of non-public information, pre-clearance of permitted communication between banking ..

 
Company
Location
New York City, NY
Posted Date
May 24, 17
Info Source
Employer  - Full-Time   

Regulatory Affairs Compliance Officer The candidate will provide senior broker-dealer compliance coverage for the Firm’s U.S. Execution Services, Workflow Technology, and Analytics businesses. Will focus on compliance best practices with respect ..

 
Company
Location
New York City, NY
Posted Date
May 24, 17
Info Source
Employer  - Full-Time   

Compliance Officer, Corporate (Asset Management) The candidate will ... interaction with business management providing compliance advice. Creation and maintenance of ... Administration and implementation of a compliance training program. Maintenance..

 
Company
Location
New York City, NY
Posted Date
May 24, 17
Info Source
Employer  - Full-Time,Contract   

Corporate Compliance - Electronic Trading Compliance Advisory - Executive Director The ... front office personnel on regulatory compliance strategy for the firm's global, ... electronic trading platforms. Interact with compliance..

 
Company
Location
New York City, NY
Posted Date
May 24, 17
Info Source
Employer  - Full-Time   

... Banking - CWM Investment Advisory Compliance Manager - VP The candidate ... audit teams to provide ongoing compliance advice on regulatory matters and ... advice on regulatory matters and..

 
Company
Location
New York City, NY
Posted Date
May 24, 17
Info Source
Employer  - Full-Time   

Corporate Compliance -Fixed Income Compliance- Securitized Products-Vice President/Executive Director The ... will provide real-time regulatory and Compliance advice to the Securitized Products ... procedures and advisory bulletins. Conduct Compliance training..

 
Company
Location
Little Falls, NJ
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

Summer Associate – Corporate Compliance The candidate will assist with reporting requirements under the Affordable Care Act and Dodd-Frank Act including reviewing and editing of work product. Will research various US ..

 
Company
Location
New York City, NY
Posted Date
May 24, 17
Info Source
Employer  - Full-Time   

Compliance, Regulatory Practice Group, Associate/Vice President Duties: Leverage strong communication and relationship-building skills in frequent interaction with other areas of the firm and regulators. Grasp and keep abreast of relevant law, ..

 
Company
Location
New York City, NY
Posted Date
May 24, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - Regulatory Exams Management - ... - Regulatory Exams Management - Compliance Manager, Vice President Responsibilities: Offers ... and Controls, Legal and LOB Compliance teams. Manages a caseload..

 
Company
Location
New York City, NY
Posted Date
May 24, 17
Info Source
Employer  - Full-Time   

Global Compliance - Global Compliance Policy Group - Policy Associate ... successful execution of the firm's compliance mission. Will be responsible for ... review and rationalization of the Compliance policy..

 
Company
Location
New York City, NY
Posted Date
May 24, 17
Info Source
Employer  - Full-Time   

Corporate & Investment Bank Compliance - Governance - Senior Associate/VP ... the implementation and execution of Compliance best practices under all current ... New Business Initiative Approval (NBIA) Compliance Governance...

 
Company
Location
New York City, NY
Posted Date
May 24, 17
Info Source
Employer  - Full-Time   

Corporate & Investment Bank Compliance - Governance - Senior Associate/VP ... the implementation and execution of Compliance best practices under all current ... New Business Initiative Approval (NBIA) Compliance Governance...

 
Company
Location
New York City, NY
Posted Date
May 24, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - AML Trade Surveillance Compliance Manager - Vice President The ... editing procedures on behalf of Compliance Surveillance; Assisting with regulatory requests, ... presentation materials for use by..

 
Location
Brooklyn, NY
Posted Date
May 20, 17
Info Source
Employer  - Full-Time   

Corporate - Compliance Analytics - Quantitative Research & ... of the world's most prominent corporate, institutional and government clients under ... and Analytics (QRA) team within Compliance Analytics is responsible..

 
Company
Location
New York City, NY
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - CIB Regulatory Exam Manager - Vice President Responsibilities: Coordinate onsite examinations by regulators covering a variety of topics, businesses and functions related to J.P. Morgan’s Corporate & Investment ..

 
Company
Location
New York City, NY
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - AML Trade Surveillance - Senior Compliance Officer, Associate Duties: Will be part of the investigations team within the trade surveillance group in bank's compliance department. The group is ..

 
Location
Summit, NJ
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

... limited to, the following: •Ensure compliance and adherence to Celgene policies ... policies and procedures related to corporate funding activities (donations, sponsorships and ... funding activities (donations, sponsorships and..

 
Company
Location
New York City, NY
Posted Date
May 23, 17
Info Source
Employer  - Full-Time   

... of the world's most prominent corporate, institutional and government clients under ... available at http://www.jpmorganchase.com/ . Our Compliance Function With a diverse team ... With a diverse team of..

 
Company
Location
New York City, NY
Posted Date
May 23, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - Multi-Asset Solutions , Asset ... Multi-Asset Solutions , Asset Management Compliance Director - Executive Director','170053475','!*!JP Morgan ... of the world's most prominent corporate, institutional and government clients..

 
Location
New York City, NY
Posted Date
May 23, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - Compliance Officer - Vice President/Associate','170056890','!*! JP ... of the world's most prominent corporate, institutional and government clients under ... available at http://www.jpmorganchase.com/.   Our Compliance Function With..

 
Company
Location
New York City, NY
Posted Date
May 24, 17
Info Source
Employer  - Full-Time   

... Reference COR000620 Apply Business Overview: Corporate Governance is a department within ... in class” in terms of corporate governance, both to ensure sound ... expectations. The mandate of the..

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