Corporate Compliance Jobs in Glen Cove, New York | EmploymentCrossing.com
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Corporate Compliance Jobs in Glen Cove





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Company
Location
New York City, NY
Posted Date
May 20, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - Institutional Wealth Compliance Officer - Vice President Duties: ... Responsible for oversight of the Compliance Program for the broker/dealer/registered investment ... implementation and oversight of the Compliance..

 
Company
Location
Stamford, CT
Posted Date
May 23, 17
Info Source
Employer  - Full-Time   

Director, Compliance Consulting The candidate will interact with senior management of investment advisory and broker-dealer clients on regulatory requirements and issues. Will build and develop client relationships while also identifying and ..

 
Company
Location
New York City, NY
Posted Date
May 20, 17
Info Source
Employer  - Full-Time   

Senior Compliance Officer Responsibilities : Provide guidance ... multiple internal functions within the Compliance, Legal, Audit, and other areas ... in furtherance of the overall Compliance mission. Drive the Team’s..

 
Company
Location
New York City, NY
Posted Date
May 20, 17
Info Source
Employer  - Full-Time   

... Alternative Investments and Advisory Programs Compliance Officer The candidate will be ... responsible for building and maintaining compliance programs; managing compliance related issues; reviewing and drafting ... related issues;..

 
Company
Location
New York City, NY
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

Trading & Liquidity Strategies Advisory Compliance, Director Duties: Responsible for leading ... and Liquidity Strategies (TLS) Advisory Compliance efforts for the Americas with ... enhance the Americas TLS regulatory compliance..

 
Company
Location
New York City, NY
Posted Date
May 24, 17
Info Source
Employer  - Full-Time   

Compliance Officer, Corporate (Asset Management) The candidate will ... interaction with business management providing compliance advice. Creation and maintenance of ... Administration and implementation of a compliance training program. Maintenance..

 
Company
Location
New York City, NY
Posted Date
May 24, 17
Info Source
Employer  - Full-Time,Contract   

Corporate Compliance - Electronic Trading Compliance Advisory - Executive Director The ... front office personnel on regulatory compliance strategy for the firm's global, ... electronic trading platforms. Interact with compliance..

 
Company
Location
New York City, NY
Posted Date
May 24, 17
Info Source
Employer  - Full-Time   

Corporate Compliance -Fixed Income Compliance- Securitized Products-Vice President/Executive Director The ... will provide real-time regulatory and Compliance advice to the Securitized Products ... procedures and advisory bulletins. Conduct Compliance training..

 
Company
Location
New York City, NY
Posted Date
May 24, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - Regulatory Exams Management - ... - Regulatory Exams Management - Compliance Manager, Vice President Responsibilities: Offers ... and Controls, Legal and LOB Compliance teams. Manages a caseload..

 
Company
Location
New York City, NY
Posted Date
May 23, 17
Info Source
Employer  - Full-Time   

Electronic Trading Compliance Officer - AVP / Vice ... for adequacy of risk and compliance controls. Will collaborate with Supervision ... developments. Develop and enhance existing compliance policies and procedures..

 
Company
Location
Thornwood, NY
Posted Date
May 23, 17
Info Source
Employer  - Full-Time   

Director of Regional Compliance Programs The candidate will develop/improve ... entities to a comprehensive master compliance calendar (including training and auditing)(in ... auditing)(in conjunction with LCO’s /regional compliance council). In..

 
Company
Location
New York City, NY
Posted Date
May 24, 17
Info Source
Employer  - Full-Time   

Corporate & Investment Bank Compliance - Governance - Senior Associate/VP ... the implementation and execution of Compliance best practices under all current ... New Business Initiative Approval (NBIA) Compliance Governance...

 
Company
Location
New York City, NY
Posted Date
May 24, 17
Info Source
Employer  - Full-Time   

Corporate & Investment Bank Compliance - Governance - Senior Associate/VP ... the implementation and execution of Compliance best practices under all current ... New Business Initiative Approval (NBIA) Compliance Governance...

 
Company
Location
New York City, NY
Posted Date
May 24, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - AML Trade Surveillance Compliance Manager - Vice President The ... editing procedures on behalf of Compliance Surveillance; Assisting with regulatory requests, ... presentation materials for use by..

 
Company
Location
New York City, NY
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

Compliance Manager, Procedures and Guidance Team The candidate reporting to the Director of PGT within the FIU, the successful candidate will be responsible for supporting the SAR filing process and other ..

 
Location
Brooklyn, NY
Posted Date
May 20, 17
Info Source
Employer  - Full-Time   

Corporate - Compliance Analytics - Quantitative Research & ... of the world's most prominent corporate, institutional and government clients under ... and Analytics (QRA) team within Compliance Analytics is responsible..

 
Location
Melville, NY
Posted Date
May 20, 17
Info Source
Employer  - Full-Time   

Principal Corporate Compliance Tester – Commercial – Swap ... change banking for good. Principal Corporate Compliance Tester – Commercial – Swap ... great place to work. The Compliance Tester III..

 
Company
Location
New York City, NY
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - CIB Regulatory Exam Manager - Vice President Responsibilities: Coordinate onsite examinations by regulators covering a variety of topics, businesses and functions related to J.P. Morgan’s Corporate & Investment ..

 
Company
Location
New York City, NY
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - AML Trade Surveillance - Senior Compliance Officer, Associate Duties: Will be part of the investigations team within the trade surveillance group in bank's compliance department. The group is ..

 
Company
Location
New York City, NY
Posted Date
May 23, 17
Info Source
Employer  - Full-Time   

... of the world's most prominent corporate, institutional and government clients under ... available at http://www.jpmorganchase.com/ . Our Compliance Function With a diverse team ... With a diverse team of..

 
Company
Location
New York City, NY
Posted Date
May 23, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - Multi-Asset Solutions , Asset ... Multi-Asset Solutions , Asset Management Compliance Director - Executive Director','170053475','!*!JP Morgan ... of the world's most prominent corporate, institutional and government clients..

 
Location
New York City, NY
Posted Date
May 23, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - Compliance Officer - Vice President/Associate','170056890','!*! JP ... of the world's most prominent corporate, institutional and government clients under ... available at http://www.jpmorganchase.com/.   Our Compliance Function With..

 
Company
Location
New York City, NY
Posted Date
May 24, 17
Info Source
Employer  - Full-Time   

... Reference COR000620 Apply Business Overview: Corporate Governance is a department within ... in class” in terms of corporate governance, both to ensure sound ... expectations. The mandate of the..

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