Corporate Compliance Officer Jobs in Glen Cove, New York | EmploymentCrossing.com
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Corporate Compliance Officer Jobs in Glen Cove





Job info
 
Company
Location
New York City, NY
Posted Date
May 20, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - Institutional Wealth Compliance Officer - Vice President Duties: Responsible ... Responsible for oversight of the Compliance Program for the broker/dealer/registered investment ... implementation and oversight of the..

 
Location
New York City, NY
Posted Date
Feb 06, 17
Info Source
Employer  - Full-Time  90  

Corporate - Anti-Corruption Compliance - Compliance Officer - Associate','170011473','!*!JPMorgan Chase & Co. ... of the world's most prominent corporate, institutional and government clients under ... part of JPMorgan’s Global Anti-Corruption..

 
Company
Location
New York City, NY
Posted Date
May 20, 17
Info Source
Employer  - Full-Time   

Senior Compliance Officer Responsibilities : Provide guidance on ... multiple internal functions within the Compliance, Legal, Audit, and other areas ... in furtherance of the overall Compliance mission. Drive the..

 
Location
Brooklyn, NY
Posted Date
May 05, 17
Info Source
Employer  - Full-Time  90  

Corporate Compliance - Compliance Analytics - Quantitative Research & ... Research & Analytics Team - Compliance Officer, Associate','170010912','!*!  JPMorgan Chase & Co. ... of the world's most prominent corporate, institutional..

 
Company
Location
New York City, NY
Posted Date
Feb 22, 17
Info Source
Recruiter  - Full-Time  90  

Lead Compliance Officer The candidate will be overseeing ... to design "best in class" compliance programs consistent with regulatory body ... Demonstrated ability to implement best compliance practices, manage others,..

 
Company
Location
New York City, NY
Posted Date
May 20, 17
Info Source
Employer  - Full-Time   

... Alternative Investments and Advisory Programs Compliance Officer The candidate will be responsible ... responsible for building and maintaining compliance programs; managing compliance related issues; reviewing and drafting ... related..

 
Location
New York City, NY
Posted Date
Mar 07, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - Wealth Management Alternative Investments ... Alternative Investments and Advisory Programs Compliance Officer - Associate','170022717','!*!JP Morgan Chase JPMorgan ... of the world's most prominent corporate, institutional and government..

 
Company
Location
New York City, NY
Posted Date
Mar 20, 17
Info Source
Employer  - Full-Time   

Trading Desk Compliance Officer The candidate will provide broker-dealer ... The candidate will provide broker-dealer compliance coverage for the Firm’s U.S. ... trading activities. Will focus on compliance best practices..

 
Company
Location
New York City, NY
Posted Date
May 24, 17
Info Source
Employer  - Full-Time   

Regulatory Affairs Compliance Officer The candidate will provide senior ... candidate will provide senior broker-dealer compliance coverage for the Firm’s U.S. ... Analytics businesses. Will focus on compliance best practices..

 
Company
Location
New York City, NY
Posted Date
May 24, 17
Info Source
Employer  - Full-Time   

Compliance Officer, Corporate (Asset Management) The candidate will ... interaction with business management providing compliance advice. Creation and maintenance of ... Administration and implementation of a compliance training program. Maintenance..

 
Company
Location
New York City, NY
Posted Date
Apr 06, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - Asset Management Compliance Officer - Associate/Vice President','170033395','!*!JP Morgan Chase ... of the world's most prominent corporate, institutional and government clients under ... available at http://www.jpmorganchase.com/.   Our..

 
Company
Location
New York City, NY
Posted Date
Apr 07, 17
Info Source
Recruiter  - Full-Time  

Compliance Officer, Corporate (Asset Management) Financial Services Firm ... Services Firm is looking for Compliance Officer, Corporate (Asset Management)..

 
Company
Location
New York City, NY
Posted Date
May 19, 17
Info Source
Employer  - Full-Time   

Legal Counsel & Compliance Officer The candidate will lead company‘s ... The candidate will lead company‘s corporate strategic and tactical legal initiatives, ... organization, and facilitates the organization’s compliance with..

 
Location
New York City, NY
Posted Date
Apr 24, 17
Info Source
Employer  - Full-Time   

Global Corporate & Investment Bank Compliance - Global CIB Compliance Practices - North America Control ... Practices - North America Control Officer - Vice President','170042138','!*! JPMorgan Chase ... role resides..

 
Company
Location
New York City, NY
Posted Date
May 01, 17
Info Source
Recruiter  - Full-Time   

Fixed Income Division (“FID”) Compliance Officer The candidate will be responsible ... candidate will be responsible for compliance function of CSFB’s Fixed Income ... markets, syndicate and research for corporate,..

 
Company
Location
New York City, NY
Posted Date
Apr 28, 17
Info Source
Recruiter  - Full-Time  

Compliance Officer - Analyst / Associate The ... products and business initiatives. Developing compliance policies and procedures outlining Firm ... and audits. Creating and implementing compliance training programs for business..

 
Company
Location
New York City, NY
Posted Date
Apr 28, 17
Info Source
Recruiter  - Full-Time  

Associate / VP Commodities Compliance Officer The candidate will work as ... of the US Securities Divisions Compliance Team to cover the Commodities ... new issue activity to ensure compliance..

 
Company
Location
New York City, NY
Posted Date
May 23, 17
Info Source
Employer  - Full-Time   

Electronic Trading Compliance Officer - AVP / Vice President ... for adequacy of risk and compliance controls. Will collaborate with Supervision ... developments. Develop and enhance existing compliance policies and..

 
Company
Location
Ozone Park, NY
Posted Date
May 10, 17
Info Source
Employer  - Full-Time   

... satisfaction. Job overview The Chief Corporate Compliance Officer oversees The Company’s. Corporate Compliance Program for corporate matters, functioning as an independent ... individual who reviews and evaluates compliance issues..

 
Company
Location
Weehawken, NJ
Posted Date
May 17, 17
Info Source
Employer  - Full-Time   

Senior Municipal Finance Compliance Officer The candidate duties include: provide advice to the municipal bankers and underwriters on topics such as the municipal advisor rules, due diligence requirements, RFPs, supervision; participate ..

 
Company
Location
New York City, NY
Posted Date
May 18, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - AML Trade Surveillance - ... AML Trade Surveillance - Senior Compliance Officer, Associate','170054798','!*! JPMorgan Chase & Co. ... of the world's most prominent corporate, institutional and government..

 
Company
Location
New York City, NY
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - AML Trade Surveillance - ... AML Trade Surveillance - Senior Compliance Officer, Associate Duties: Will be part ... trade surveillance group in bank's compliance department. The group..

 
Location
New York City, NY
Posted Date
May 23, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - Compliance Officer - Vice President/Associate','170056890','!*! JP Morgan ... of the world's most prominent corporate, institutional and government clients under ... available at http://www.jpmorganchase.com/.   Our Compliance Function..

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