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Corporate Compliance - Electronic Trading Compliance Advisory - Executive Director The ... front office personnel on regulatory compliance strategy for the firm's global, ... electronic trading platforms. Interact with compliance..
... APAC Trade Surveillance, Asset Management Compliance, Hong Kong RESPONSIBILITIES: Lead and ... supervise the APAC Asset Management Compliance Surveillance Team in the execution ... Transaction Surveillance Program to check..
Anti-Money Laundering Compliance Officer Global Markets Manage all ... that are referred to AML Compliance by the Client Onboarding function; ... Office, Client Onboarding, Legal, Advisory Compliance, etc.) relating to..
CIB Compliance -Compliance Manager-Vice President/Executive Director The candidate ... Director The candidate will provide compliance guidance and support to the ... Research and the Control Room Compliance teams. Will also..
Risk Assessment Compliance Officer VP The candidate working ... working closely with the business, compliance professionals ensure that our risk ... second level control function, the Compliance Department seeks to..
Equity Compliance Officer: Electronic Trading # 094146 ... Expertise: Trading/Derivatives CCRO Division provides compliance support to all business divisions ... and issue policies and conduct compliance training. This individual will..
Equity Compliance Officer: Cash Sales and Trading ... Expertise: Trading/Derivatives CCRO Division provides compliance support to all business divisions ... and issue policies and conduct compliance training. This role will..
Head of Americas, Control Room Compliance (Director) # 093818 Sector: Capital ... Markets Risk Type: Credit Expertise: Regulatory/Compliance Credit Suisse's Compliance department is currently seeking an ... banking, capital markets..
... that is seeking a Municipal Finance Compliance Consultant to assist with Wealth ... assist with Wealth Management Americas Compliance with drafting policies, procedures and ... Products and Trading team..
... available at http://www.jpmorganchase.com/ . Our Compliance Function With a diverse team ... With a diverse team of Compliance professionals supporting all areas of ... the challenges they face. The..
Corporate Compliance - Multi-Asset Solutions , Asset ... Multi-Asset Solutions , Asset Management Compliance Director - Executive Director','170053475','!*!JP Morgan ... available at http://www.jpmorganchase.com/. Our Compliance Function With a diverse..
Corporate Compliance - Compliance Officer - Vice President/Associate','170056890','!*! JP ... available at http://www.jpmorganchase.com/. Our Compliance Function With a diverse team ... With a diverse team of Compliance professionals supporting..
Global Compliance Operations Client List Screening Analytics ... opportunity for a highly-skilled KYC/due diligence/compliance professional to progress their career ... the CIB Sales teams, AML Compliance, and the WCOB and..
Oversight & Control - Compliance - Associate','170042281','!*! Oversight & ... Controls team, fully dedicated to Compliance. This position will support the ... across multiple functional areas in compliance. This..
Senior Compliance Officer -Fixed Income','17004595','!*!About Citi Citi, ... for a Fixed Income Senior Compliance Officer within Citi's Institutional Client ... Primary responsibilities include providing day-to-day Compliance advice relating to trading,..
Global Compliance - Firmwide Fiduciary Team - ... Co. is available at http://www.jpmorganchase.com/.Our Compliance Function With a diverse team ... With a diverse team of Compliance professionals supporting all areas..
Global Compliance - Firmwide Fiduciary Team - ... available at http://www.jpmorganchase.com/. Our Compliance Function With a diverse team ... With a diverse team of Compliance professionals supporting all areas..
Senior Compliance Officer -Fixed Income Duties: Provide ... approvals and interpretation of internal compliance policies; Draft compliance policies and procedures; Assist with ... and Market Surveillance to address compliance issues..
Director, US Law Compliance Program Central Team, Financial Crime ... Program Central Team, Financial Crime Compliance The candidate's purpose: To support ... support the Bank’s Financial Crime Compliance Americas division..
Compliance Specialist - GWIM in New ... New York Job Description: The Compliance Specialist, assists the Compliance officer team in activities to ... to contribute to the independent compliance oversight..
Compliance Manager in New York New ... York New York Job Description: Compliance Manager for Treasury Fulfillment, Service ... in GBAM Operations. Responsible for Compliance Policy and program execution for..
... area seeks an experienced BSA Compliance Analyst for a six month ... assignment. Duties: Assist the Chief Compliance Officer BSA/OFAC Officer to implement ... AML/OFAC monitoring responsibilities centralized at..