Finance Compliance Jobs in Norwood, Massachusetts | EmploymentCrossing.com
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Finance Compliance Jobs in Norwood





Job info
 
Company
Location
Boston, MA
Posted Date
May 20, 17
Info Source
Employer  - Full-Time   

Distribution Strategy Compliance and Regulatory Oversight Group Manager ... also be responsible for meeting compliance requirements determined by the Americans ... and provide leadership of ADA compliance oversight and OCC..

 
Company
Location
Cambridge, MA
Posted Date
May 20, 17
Info Source
Employer  - Full-Time   

Distribution Strategy Compliance and Regulatory Oversight Group Manager ... also be responsible for meeting compliance requirements determined by the Americans ... and provide leadership of ADA compliance oversight and OCC..

 
Company
Location
Boston, MA
Posted Date
May 26, 17
Info Source
Employer  - Full-Time   

Senior Legal Counsel - Compliance The candidate will be responsible for advising management on fair lending, fair banking, CRA, HMDA and consumer protection considerations. Prepare presentations, attend meetings, draft procedures and ..

 
Company
Location
Boston, MA
Posted Date
May 27, 17
Info Source
Employer  - Full-Time   

Compliance Associate II The candidate will ... their responsibilities relating to the compliance and risk management processes required ... business area. Work closely with compliance colleagues at both BPW and..

 
Company
Location
Boston, MA
Posted Date
May 26, 17
Info Source
Employer  - Full-Time   

Swap Dealer Deputy Chief Compliance Officer, Vice President Duties: Assisting ... Assisting the Swap Dealer Chief Compliance Officer in ensuring the Swap ... are reasonably designed to ensure compliance with..

 
Company
Location
Boston, MA
Posted Date
May 26, 17
Info Source
Employer  - Full-Time   

SSGA Compliance Analyst, Officer The candidate's primary responsibilities include: Review and approve sales and advertising literature for registered products (Exchange Traded Funds and Mutual Funds); Review sales and marketing literature for ..

 
Job title
Location
Boston, MA
Posted Date
May 18, 17
Info Source
Employer  - Full-Time   

Compliance Manager Part of the Global ... Maintain an effective risk-based trading compliance program though monitoring and surveillance ... of surveillance reports • Provide compliance support to fixed income and..

 
Location
Boston, MA
Posted Date
May 18, 17
Info Source
Recruiter  - Contract     

Senior Compliance Manager - Investment Compliance Job type: Permanent Salary: $140000 ... is searching for a Senior Compliance Manager to help oversee their ... to help oversee their Investment Compliance..

 
Location
Boston, MA
Posted Date
May 18, 17
Info Source
Recruiter  - Contract    

... is seeking a Senior Investment Compliance Analyst to join their team. ... role, you will support the compliance investment monitoring group as well ... the review and testing of..

 
Location
Boston, MA
Posted Date
May 19, 17
Info Source
Employer  - Full-Time   

The Assistant Vice Provost for Research Accounting and Financial Compliance (AVP-RAFC) will work under the direction of the Associate Vice Provost for Research and Director of ORSP and will plan, schedule ..

 
Location
Canton, MA
Posted Date
May 19, 17
Info Source
Employer  - Full-Time   

Compliance Specialist Sub Sector: Traditional Asset ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Description The Compliance Specialist will support the broker-dealer's ... to the Licensing & Registration Compliance..

 
Location
Boston, MA
Posted Date
May 24, 17
Info Source
Employer  - Part-Time     

Compliance Specialist - GWIM in Boston ... Boston Massachusetts Job Description: The Compliance Specialist, assists the Compliance officer team in activities to ... to contribute to the independent compliance oversight..

 
Location
Boston, MA
Posted Date
May 24, 17
Info Source
Employer  - Part-Time     

Compliance Specialist - GWIM Sector: Asset ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Job Description: The Compliance Specialist, assists the Compliance officer team in activities to ... to..

 
Job title
Location
Boston, MA
Posted Date
May 25, 17
Info Source
Employer  - Full-Time   

... Markets Risk Type: Operational Expertise: Regulatory/Compliance Description TheRisk Specialist position is ... - 3 years of audit, compliance, or risk experience Strong knowledge ... experience Strong knowledge of regulatory..

 
Company
Location
Boston, MA
Posted Date
May 26, 17
Info Source
Employer  - Full-Time   

WFII Chief Compliance Officer Duties: Lead a team ... Duties: Lead a team of compliance professionals responsible for managing all ... for managing all aspects of Compliance Program. Reports directly..

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