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Compliance Officer – Corporate Banking & Securities (AVP) Responsibilities: Advise ... relevant policies and procedures. Provide regulatory/compliance training. Assist the business in ... Perform testing and monitoring of compliance with..
Corporate Compliance - Institutional Wealth Compliance Officer - Vice President Duties: Responsible ... Responsible for oversight of the Compliance Program for the broker/dealer/registered investment advisory activities. Engage in the .....
Senior Compliance Officer - Conduct and Culture Officer ICG The candidate will build ... is part of the Enterprise Compliance Risk Management organization within the ... Management organization within the..
... Alternative Investments and Advisory Programs Compliance Officer The candidate will be responsible ... responsible for building and maintaining compliance programs; managing compliance related issues; reviewing and drafting ... related..
Senior Compliance Officer - AML Compliance Risk Management - Commercial Banking The candidate will provide AML ... implementing enhancements to their AML compliance programs, including for implementation and ... Collaborate..
Asset Management Compliance Officer AVP The candidate will be ... working closely with the business, compliance professionals ensure that our risk ... Monitor trading activity to ensure compliance with Prospectus,..
Senior Compliance Officer - AML Advisory - Global ... close partnership with the Corporate Compliance Group, and development and roll-out ... and development and roll-out of compliance monitoring plans. Work..
Markets Research Compliance Officer VP The candidate will be ... be responsible for implementing the compliance program for the Research businesses ... will involve all aspects of Compliance support, including..
Senior Compliance Officer - Commercial Banking The candidate will advise the ... business, specifically relating to corporate banking products. Will actively identify and ... Will actively identify and mitigate compliance..
Compliance Officer - Controls Effectiveness Testing Duties: ... a help desk for division compliance testing activities. Maintain global Compliance Testing procedures detailing how Division ... Testing procedures detailing how Division..
Anti-Money Laundering Compliance Officer Global Markets Manage all GM ... that are referred to AML Compliance by the Client Onboarding function; ... Office, Client Onboarding, Legal, Advisory Compliance, etc.) relating..
Wealth Management Compliance Private Banking Group Compliance Officer The candidate will lead a ... marketing, distribution and supervision of banking, cash management and lending products ... and regulations that impact..
Senior Compliance Officer - ICG Compliance Program Management Office','17035416','!*!About Citi Citi, ... products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and .....
... for: Enhancing the swap dealer compliance program; Revising policies and procedures; ... procedures; Developing training material; Monitoring compliance with applicable regulations through attendance ... and SEFs. Review and analyze..
Corporate Compliance - AML Trade Surveillance - ... AML Trade Surveillance - Senior Compliance Officer, Associate','170054798','!*! JPMorgan Chase & Co. ... firm is a leader in investment banking, financial services..
Wealth Management Compliance Private Banking Group Compliance Officer Global Financial Services Firm New ... is looking for Wealth Management Compliance Private Banking Group Compliance Officer..
Compliance Officer - Equities Sales & Trading','17007117','!*!About ... products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and ... provide support to the..
Compliance Officer - Equities Sales & Trading ... multiple internal functions within the Compliance, Legal, Audit, and other areas ... in furtherance of the overall Compliance mission. Drive the Team’s..
... join a growing team of Compliance Officers responsible for the review ... of resources set aside for compliance and discussion of any necessary ... any necessary improvements. Determine material..
Corporate Compliance - AML Trade Surveillance - Senior Compliance Officer, Associate
Duties: Will be part of the investigations team within the trade surveillance group in bank's compliance department. The group is ..
Risk Assessment Compliance Officer VP The candidate working closely ... working closely with the business, compliance professionals ensure that our risk ... second level control function, the Compliance Department seeks..