Investment Compliance Jobs in Danvers, Massachusetts | EmploymentCrossing.com
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Investment Compliance Jobs in Danvers





Job info
 
Company
Location
Boston, MA
Posted Date
May 20, 17
Info Source
Employer  - Full-Time   

Distribution Strategy Compliance and Regulatory Oversight Group Manager ... also be responsible for meeting compliance requirements determined by the Americans ... and provide leadership of ADA compliance oversight and OCC..

 
Company
Location
Cambridge, MA
Posted Date
May 20, 17
Info Source
Employer  - Full-Time   

Distribution Strategy Compliance and Regulatory Oversight Group Manager ... also be responsible for meeting compliance requirements determined by the Americans ... and provide leadership of ADA compliance oversight and OCC..

 
Company
Location
Boston, MA
Posted Date
May 19, 17
Info Source
Employer  - Full-Time   

Senior Legal Counsel - Compliance The candidate will be responsible for advising management on fair lending, fair banking, CRA, HMDA and consumer protection considerations. Prepare presentations, attend meetings, draft procedures and ..

 
Company
Location
Boston, MA
Posted Date
May 19, 17
Info Source
Employer  - Full-Time   

Marketing Compliance Manager, Assistant Vice President The candidate will Review Request for Proposals (RFPs), Requests for Information (RFIs), and Due Diligence Questionnaires (DDQs) for non-registered institutional products. Serve as an internal ..

 
Company
Location
Boston, MA
Posted Date
May 15, 17
Info Source
Employer  - Full-Time   

Compliance Associate II The candidate will ... their responsibilities relating to the compliance and risk management processes required ... business area. Work closely with compliance colleagues at both BPW and..

 
Company
Location
Boston, MA
Posted Date
May 19, 17
Info Source
Employer  - Full-Time   

Swap Dealer Deputy Chief Compliance Officer, Vice President Duties: Assisting ... Assisting the Swap Dealer Chief Compliance Officer in ensuring the Swap ... are reasonably designed to ensure compliance with..

 
Company
Location
Boston, MA
Posted Date
May 17, 17
Info Source
Employer  - Full-Time   

SSGA Compliance Analyst, Officer The candidate's primary responsibilities include: Review and approve sales and advertising literature for registered products (Exchange Traded Funds and Mutual Funds); Review sales and marketing literature for ..

 
Job title
Location
Boston, MA
Posted Date
May 18, 17
Info Source
Employer  - Full-Time   

Compliance Manager Part of the Global ... Maintain an effective risk-based trading compliance program though monitoring and surveillance ... of surveillance reports • Provide compliance support to fixed income and..

 
Location
Boston, MA
Posted Date
May 18, 17
Info Source
Recruiter  - Contract     

Senior Compliance Manager - Investment Compliance Job type: Permanent Salary: $140000 ... is searching for a Senior Compliance Manager to help oversee their ... Manager to help oversee their Investment..

 
Location
Boston, MA
Posted Date
May 18, 17
Info Source
Recruiter  - Contract    

A top investment management company in Boston, MA ... MA is seeking a Senior Investment Compliance Analyst to join their team. ... role, you will support the compliance investment monitoring..

 
Location
Boston, MA
Posted Date
May 19, 17
Info Source
Employer  - Full-Time   

The Assistant Vice Provost for Research Accounting and Financial Compliance (AVP-RAFC) will work under the direction of the Associate Vice Provost for Research and Director of ORSP and will plan, schedule ..

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