Investment Compliance Jobs in Elizabeth, New Jersey | EmploymentCrossing.com
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Investment Compliance Jobs in Elizabeth





Job info
 
Company
Location
Jersey City, NJ
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

Senior Compliance Officer - AML Advisory - ... close partnership with the Corporate Compliance Group, and development and roll-out ... and development and roll-out of compliance monitoring plans. Work in..

 
Company
Location
New York City, NY
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

Senior Compliance Officer - Commercial Banking The ... Will actively identify and mitigate compliance risk within the CCB through ... appropriate policies and controls. Conduct compliance related risk assessments covering..

 
Company
Location
New York City, NY
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

TIS Manager, Post-Merger Tax - Compliance or Tax Provision The candidate will analyze and understand complex tax issues through reading financial statements, regulatory filings, transactional documentation, client correspondence, and tax returns. ..

 
Company
Location
New York City, NY
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

TIS Senior Consultant, Post Merger, Compliance or Provision The candidate will analyze and understand complex tax issues through reading financial statements, regulatory filings, transactional documentation, client correspondence, and tax returns. Will ..

 
Company
Location
Parsippany, NJ
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

R&d Tax Manager, Federal Tax, Compliance, Accounting, Federal Credits, Incentives, 199 The candidate will have responsibility for: Managing federal credits and incentives opportunities including research and development tax credit/deduction analyses, Section ..

 
Location
Brooklyn, NY
Posted Date
May 17, 17
Info Source
Employer  - Full-Time   

CAO Operations - Global Compliance Operations - KYC Operations - ... Specialist - Analyst Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance JPMorgan Chase & Co. (NYSE: ... firm is a leader in..

 
Company
Location
New York City, NY
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

Compliance Manager, Procedures and Guidance Team The candidate reporting to the Director of PGT within the FIU, the successful candidate will be responsible for supporting the SAR filing process and other ..

 
Location
New York City, NY
Posted Date
May 18, 17
Info Source
Employer  - Full-Time   

CIB Compliance -Compliance Manager-Vice President/Executive Director','170052497','!*! JP Morgan ... firm is a leader in investment banking, financial services for consumers ... available at http://www.jpmorganchase.com/.   Our Compliance Function With a..

 
Company
Location
New York City, NY
Posted Date
May 18, 17
Info Source
Employer  - Full-Time   

... US Head of Financial Crimes Compliance Trade Strategy','000094QI','!*! The SVP, Financial Crime ... Trade Strategy','000094QI','!*! The SVP, Financial Crime Compliance (FCC) Officer is responsible for ... and maintaining an effective FCC..

 
Location
New York City, NY
Posted Date
May 18, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - Global Surveillance Metrics and ... firm is a leader in investment banking, financial services for consumers, ... and private equity.   The Compliance Surveillance Team functions as..

 
Location
New York City, NY
Posted Date
May 18, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - Compliance Surveillance Program Operating Model - ... firm is a leader in investment banking, financial services for consumers, ... and private equity.   Global Compliance currently has..

 
Company
Location
New York City, NY
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

Compliance Manager II Duties: Manages specialized compliance efforts for a broker-dealer affiliate and Markets area of the Company as they relate to Anti-Money Laundering and Bank Secrecy Act regulatory requirements and ..

 
Location
Brooklyn, NY
Posted Date
May 19, 17
Info Source
Employer  - Full-Time   

CAO Operations - Global Compliance Operations - KYC Operations Project ... Analyst - Associate Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance JPMorgan Chase & Co. (NYSE: ... firm is a leader in..

 
Company
Location
New York City, NY
Posted Date
May 19, 17
Info Source
Employer  - Full-Time   

Compliance Officer - Equities Sales & ... banking and credit, corporate and investment banking, securities brokerage, transaction services, ... provide support to the Equities Compliance Sales and Trading Team in..

 
Company
Location
New York City, NY
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

Compliance Officer - Equities Sales & ... multiple internal functions within the Compliance, Legal, Audit, and other areas ... in furtherance of the overall Compliance mission. Drive the Team’s direct..

 
Company
Location
New York City, NY
Posted Date
May 20, 17
Info Source
Employer  - Full-Time   

Audit Manager – ICG Compliance','17036733','!*!About Citi: Citi, the leading global ... banking and credit, corporate and investment banking, securities brokerage, transaction services, ... scoping and execution of Regulatory Compliance audit..

 
Location
Brooklyn, NY
Posted Date
May 20, 17
Info Source
Employer  - Full-Time   

Corporate - Compliance Analytics - Quantitative Research & ... firm is a leader in investment banking, financial services for consumers ... and Analytics (QRA) team within Compliance Analytics is responsible..

 
Company
Location
New York City, NY
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - CIB Regulatory Exam Manager - Vice President Responsibilities: Coordinate onsite examinations by regulators covering a variety of topics, businesses and functions related to J.P. Morgan’s Corporate & Investment ..

 
Company
Location
New York City, NY
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - AML Trade Surveillance - Senior Compliance Officer, Associate Duties: Will be part of the investigations team within the trade surveillance group in bank's compliance department. The group is ..

 
Company
Location
Weehawken, NJ
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

Compliance Review Team Analyst - C&ORC (Compliance and Operational Risk) Duties: Assist in the planning, coordination and delivery of team's annual testing plan. Identify and evaluate the effectiveness of existing controls. ..

 
Company
Location
New York City, NY
Posted Date
May 21, 17
Info Source
Employer  - Full-Time   

Senior Manager, AML Compliance Advisory – Commercial Bank Sector: ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance NYC 299 Park Avenue (22957), ... for good. Senior Manager, AML Compliance..

 
Location
New York City, NY
Posted Date
May 21, 17
Info Source
Employer  - Full-Time   

Apply URL: https://jobs.americanexpress.com/jobs/17005276/3-A... Job Description The Compliance Strategic Initiatives Office (CSIO) is a team within American Express Global Compliance and Ethics (GCE) that manages projects in support of priorities set forth ..

 
Company
Location
New York City, NY
Posted Date
May 21, 17
Info Source
Employer  - Full-Time   

Risk Assessment Compliance Officer VP The candidate working ... working closely with the business, compliance professionals ensure that our risk ... second level control function, the Compliance Department seeks to..

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