Investment Compliance Jobs in Pacifica, California | EmploymentCrossing.com
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Investment Compliance Jobs in Pacifica





Job info
 
Company
Location
San Francisco, CA
Posted Date
May 20, 17
Info Source
Employer  - Full-Time   

Distribution Strategy Compliance and Regulatory Oversight Group Manager ... also be responsible for meeting compliance requirements determined by the Americans ... and provide leadership of ADA compliance oversight and OCC..

 
Company
Location
San Francisco, CA
Posted Date
May 20, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - Control Room Officer – Associate Duties: Day to day responsibilities including: maintaining and monitoring the firm's Chinese walls/ wall crossings/ flow of non-public information, pre-clearance of permitted communication ..

 
Job title
Company
Location
San Francisco, CA
Posted Date
May 23, 17
Info Source
Employer  - Full-Time   

Compliance Counsel The candidate will proactively assess legal risks and assist in the regulatory needs of company. Will report to the Director, Legal, and work closely with other members of legal ..

 
Location
San Francisco, CA
Posted Date
May 07, 17
Info Source
Employer  - Part-Time     

Leasing Credit Manager - Regulatory/Compliance Sector: Asset Management Risk Type: ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Job Description: Essential Functions: Responsible ... a broad range of regulatory,..

 
Company
Location
San Francisco, CA
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

TIS Senior Consultant, Post Merger, Compliance or Provision The candidate will analyze and understand complex tax issues through reading financial statements, regulatory filings, transactional documentation, client correspondence, and tax returns. Will ..

 
Company
Location
San Francisco, CA
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

TIS Manager, Post-Merger Tax - Compliance or Tax Provision The candidate will analyze and understand complex tax issues through reading financial statements, regulatory filings, transactional documentation, client correspondence, and tax returns. ..

 
Location
San Francisco, CA
Posted Date
May 13, 17
Info Source
Employer  - Full-Time   

8,448 Deloitte TIS Manager, Post-Merger Tax - Compliance or Tax Provision required in San Francisco California Deloitte is one of the leading professional services organizations in the United States, specializing in ..

 
Company
Location
San Francisco, CA
Posted Date
May 12, 17
Info Source
Employer  - Full-Time   

JPMorgan Chase & Co . (NYSE: JPM) is a leading global financial services firm with assets of $2.6 trillion and operations worldwide. The firm is a leader in investment banking, financial ..

 
Company
Location
San Mateo, CA
Posted Date
May 12, 17
Info Source
Employer  - Full-Time   

... SUMMARY Sr. Manager of IT Compliance, Change,&Release is responsible for all ... all aspects of our IT compliance, system/software change and release programs. ... managing /coordinating IT governance and..

 
Company
Location
Redwood City, CA
Posted Date
May 12, 17
Info Source
Employer  - Full-Time   

... SUMMARY Sr. Manager of IT Compliance, Change,&Release is responsible for all ... all aspects of our IT compliance, system/software change and release programs. ... managing /coordinating IT governance and..

 
Company
Location
Palo Alto, CA
Posted Date
May 12, 17
Info Source
Employer  - Full-Time   

... SUMMARY Sr. Manager of IT Compliance, Change,&Release is responsible for all ... all aspects of our IT compliance, system/software change and release programs. ... managing /coordinating IT governance and..

 
Location
San Francisco, CA
Posted Date
May 13, 17
Info Source
Recruiter  - Full-Time  

The PWM Compliance Testing Analyst will work independently ... complete the scheduled testing of compliance with regulations applicable to PWM. ... success with internal and external compliance audits and/or regulatory..

 
Company
Location
San Francisco, CA
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

R&d Tax Manager, Federal Tax, Compliance, Accounting, Federal Credits, Incentives, 199 The candidate will have responsibility for: Managing federal credits and incentives opportunities including research and development tax credit/deduction analyses, Section ..

 
Location
San Francisco, CA
Posted Date
May 17, 17
Info Source
Recruiter  - Full-Time  

... for jobs Select Geolocation Variant Compliance Director – Boutique Investment Bank Salary $200000 - $250000 ... 15, 2017 Market leading boutique Investment Bank requires a senior compliance executive to..

 
Job title
Company
Location
San Francisco, CA
Posted Date
May 18, 17
Info Source
Employer  - Full-Time   

... is seeking a highly qualified compliance Audit Manager who can demonstrate ... Manager who can demonstrate regulatory compliance expertise within both consumer and/or ... for: supervising multiple concurrent regulatory..

 
Location
San Carlos, CA
Posted Date
May 18, 17
Info Source
Employer  - Full-Time   

... validation and periodic revalidation in compliance with established processes. ESSENTIAL FUNCTIONS ... follow established processes to ensure compliance with all established policies and ... within region assigned Assure ongoing..

 
Location
San Francisco, CA
Posted Date
May 25, 17
Info Source
Employer  - Full-Time   

7,909 Deloitte R&D Tax Manager, federal tax, compliance, accounting, federal credits, incentives, 199 in San Francisco California Deloitte is one of the leading professional services organizations in the United States, specializing ..

 
Company
Location
San Francisco, CA
Posted Date
May 20, 17
Info Source
Employer  - Full-Time   

... Our Consumer Credit Solutions (CCS) Compliance and Operational Risk (COR) team ... Providing operational risk and regulatory compliance guidance for the Wells Fargo ... managing change to ensure regulatory..

 
Location
San Francisco, CA
Posted Date
May 21, 17
Info Source
Employer  - Full-Time   

Sr Compliance Officer- Equipment Financing Sector: Asset ... Sector: Asset Management Risk Type: Regulatory/Compliance What sets Bank of the ... 2 nd Line of Defense Compliance position. In this role,..

 
Company
Location
San Francisco, CA
Posted Date
May 25, 17
Info Source
Employer  - Full-Time   

Apply See more jobs like this About Us Lending Club (NYSE: LC) opened in 2007 with one simple mission: create a more efficient, transparent and customer-friendly alternative to the traditional banking ..

 
Job title
GRANTED JOB
Company
Location
Palo Alto, CA
Posted Date
May 27, 17
Info Source
Employer  - Full-Time   

About Bill.com Bill.com is the leading business payments network, with over 1.1 million members paying and getting paid over $26 billion per year in volume. Bill.com saves companies more than 50% ..

 
Job title
GRANTED JOB
Company
Location
Redwood City, CA
Posted Date
May 26, 17
Info Source
Employer  - Full-Time   

Paralegal, Regulatory Compliance Responsibilities: Responsible for state lender licensing, including researching licensing requirements, preparing and submitting new license applications, and monitoring renewals and annual reports. Manage state regulatory examinations. Research federal ..

 
Job title
GRANTED JOB
Company
Location
Redwood City, CA
Posted Date
May 26, 17
Info Source
Employer  - Full-Time   

Paralegal, Regulatory Compliance Responsibilities: Responsible for state lender licensing, including researching licensing requirements, preparing and submitting new license applications, and monitoring renewals and annual reports. Manage state regulatory examinations. Research federal ..

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