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Distribution Strategy Compliance and Regulatory Oversight Group Manager The candidate ... ensuring seamless execution of key regulatory priorities. Will also be responsible ... also be responsible for meeting compliance requirements..
Director- Regulatory Compliance The candidate performs a variety ... analytical skills to support firm’s compliance with broker dealer rules and ... personnel with respect to broker-dealer compliance. Review, interpret and..
Technology Compliance & Risk Management Senior Analyst ... position coordinates audit, risk and compliance efforts for Global Technology. The ... and monitoring all Global Technology compliance programs in order to..
LWR's Deputy Director for Compliance and Internal Audit sets the ... the strategy for international program compliance and ensures the adherence and ... and ensures the adherence and compliance with..
Are you a partner, principal, or shareholder looking to take your healthcare, food and drug, or privacy practice to a law firm with a collegial, collaborative ..