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CCB Sr. Compliance Officer- Regulatory Change and Compliance Risk Assessment – Associate','170005902','!*!JPMorgan Chase ... Consumer & Community Banking (CCB) Compliance plays a critical role in ... successful execution of the..
Senior Compliance Officer Responsibilities : Provide guidance on ... multiple internal functions within the Compliance, Legal, Audit, and other areas ... in furtherance of the overall Compliance mission. Drive the..
Senior Compliance Officer The candidate will identify and ... to Markets businesses. Will advise Compliance and Business management and staff ... and staff on regulatory and compliance issues as well..
Senior Compliance Officer - Conduct and Culture Officer ICG The candidate will build ... is part of the Enterprise Compliance Risk Management organization within the ... Management organization within the..
Senior Compliance Officer - AML Compliance Risk Management - Commercial Banking ... implementing enhancements to their AML compliance programs, including for implementation and ... Collaborate with TTS business and compliance..
Senior Compliance Officer - AML Advisory - Global ... close partnership with the Corporate Compliance Group, and development and roll-out ... and development and roll-out of compliance monitoring plans. Work..
Senior Compliance Officer - Futures','17007118','!*!About Citi: Citi, the ... The position is for a Senior Compliance Officer within Citi's Institutional Client Group ... Primary responsibilities include providing day-to-day Compliance advice..
Senior Compliance Officer - Equities Technology','17007111','!*!About Citi: Citi, ... will provide join the Equities Compliance Sales and Trading Team in ... every Equities IT work-effort, Equities Compliance will review the..
Senior Compliance Officer - Commercial Banking The candidate ... Will actively identify and mitigate compliance risk within the CCB through ... appropriate policies and controls. Conduct compliance related risk assessments..
Senior Compliance Officer - Asset Management Monitoring','170041749','!*! JP ... available at http://www.jpmorganchase.com/. Our Compliance Function With a diverse team ... With a diverse team of Compliance professionals supporting all..
Senior Equities & Equities Derivative Compliance Officer Duties: Lead Compliance coverage for the Cash and ... Risk Framework. Draft and review compliance policies and procedures related to ... and trading...
... The role of the Divisional Compliance Officer is to articulate and maintain ... and risk to reputation. Divisional Compliance provides coverage support to the ... (fixed income, bank loans)...
Sr. Equities & Equities Derivative Compliance Officer
Global Financial Services Firm
New York, NY
Global Financial Services Firm is looking for Sr. Equities & Equities Derivative Compliance Officer..
Senior Municipal Finance Compliance Officer
The candidate duties include: provide advice to the municipal bankers and underwriters on topics such as the municipal advisor rules, due diligence requirements, RFPs, supervision; participate ..
Corporate Compliance - AML Trade Surveillance - ... - AML Trade Surveillance - Senior Compliance Officer, Associate','170054798','!*! JPMorgan Chase & Co. ... trade surveillance group in JPMorgan's compliance department. The..
Corporate Compliance - AML Trade Surveillance - ... - AML Trade Surveillance - Senior Compliance Officer, Associate Duties: Will be part ... trade surveillance group in bank's compliance department. The..
Senior Compliance Officer -Fixed Income','17004595','!*!About Citi Citi, the ... is for a Fixed Income Senior Compliance Officer within Citi's Institutional Client Group ... Primary responsibilities include providing day-to-day Compliance advice..
Senior Compliance Officer -Fixed Income Duties: Provide guidance ... approvals and interpretation of internal compliance policies; Draft compliance policies and procedures; Assist with ... and Market Surveillance to address compliance..
Senior Compliance Officer - ACRM - AML Transaction ... Securities Services business, this ACRM officer will support the team’s goal ... and other operational controls.This ACRM Officer will work in..
... looking for a full-time Sr. Compliance Officer to join their team and ... aspects of the Branch's corporate compliance program. Responsibilities: Oversees annual reviews ... updates of Branch’s Legal..