Trade Compliance Jobs in Elizabeth, New Jersey | EmploymentCrossing.com
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Trade Compliance Jobs in Elizabeth





Job info
 
Location
New York City, NY
Posted Date
Mar 01, 17
Info Source
Employer  - Full-Time   

... recruit within the Electronic Trading Compliance Group of its Compliance Division. Department Summary: The Electronic ... Department Summary: The Electronic Trading Compliance Group within Global Compliance is a niche..

 
Company
Location
New York City, NY
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

Trading & Liquidity Strategies Advisory Compliance, Director Duties: Responsible for leading ... and Liquidity Strategies (TLS) Advisory Compliance efforts for the Americas with ... enhance the Americas TLS regulatory compliance..

 
Company
Location
New York City, NY
Posted Date
Apr 05, 17
Info Source
Recruiter  - Full-Time  

Trading & Liquidity Strategies Advisory Compliance, Director Global Investment Management Firm New York, NY Global Investment Management Firm is looking for Trading & Liquidity Strategies Advisory Compliance, Director..

 
Company
Location
New York City, NY
Posted Date
Apr 07, 17
Info Source
Recruiter  - Full-Time  

Compliance, Securities Divisional Trade Compliance Officer, VP A Leading Global ... Management Firm is looking for Compliance, Securities Divisional Trade Compliance Officer, VP..

 
Company
Location
New York City, NY
Posted Date
May 24, 17
Info Source
Employer  - Full-Time,Contract   

Corporate Compliance - Electronic Trading Compliance Advisory - Executive Director The ... front office personnel on regulatory compliance strategy for the firm's global, ... electronic trading platforms. Interact with compliance..

 
Location
New York City, NY
Posted Date
Apr 14, 17
Info Source
Recruiter  - Full-Time  

New York, New York Posted 1 year ago NYC Finance Jobs – Business Analysis Jobs #24966 Are you knowledgeable about ISDA definitions and credit derivative products? Do you have a strong ..

 
Company
Location
Brooklyn, NY
Posted Date
May 24, 17
Info Source
Employer  - Full-Time   

Vice President, Head of APAC Trade Surveillance, Asset Management Compliance, Hong Kong RESPONSIBILITIES: Lead and ... supervise the APAC Asset Management Compliance Surveillance Team in the execution ... Transaction Surveillance..

 
Company
Location
New York City, NY
Posted Date
May 23, 17
Info Source
Employer  - Full-Time   

Electronic Trading Compliance Officer - AVP / Vice ... for adequacy of risk and compliance controls. Will collaborate with Supervision ... developments. Develop and enhance existing compliance policies and procedures..

 
Company
Location
New York City, NY
Posted Date
May 06, 17
Info Source
Employer  - Full-Time   

Global Head of Electronic Trading Compliance Duties: lead Electronic Trading Compliance within the global ICS C&ORC ... algorithmic trading, providing guidance on pre-trade controls, and algorithm testing and ... algorithmic..

 
Location
Jersey City, NJ
Posted Date
May 09, 17
Info Source
Employer  - Full-Time   

... team is part of the Compliance unit of the Investment Bank. ... surveillance output to identify potential compliance issues - Interfacing with the ... the local Supervisory Managers and..

 
Location
Jersey City, NJ
Posted Date
May 09, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - Chase Wealth Management Trade Surveillance Associate','170049492','!*!JPMorgan Chase & Co. ... team is part of the Compliance unit of the Investment Bank. ... surveillance output to identify potential..

 
Location
New York City, NY
Posted Date
May 11, 17
Info Source
Employer  - Full-Time   

Investment Banking & Capital Markets Compliance Analyst # 095931 Sector: Capital ... Sector: Capital Markets Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance This role will support the ... Banking and Capital Markets..

 
Company
Location
New York City, NY
Posted Date
May 24, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - AML Trade Surveillance Compliance Manager - Vice President The ... editing procedures on behalf of Compliance Surveillance; Assisting with regulatory requests, ... presentation materials for use by..

 
Company
Location
New York City, NY
Posted Date
May 14, 17
Info Source
Recruiter  - Full-Time  

Equity Compliance Officer: Electronic Trading A Global Financial Services Company New York, NY A Global Financial Services Company is looking for Equity Compliance Officer: Electronic Trading..

 
Company
Location
New York City, NY
Posted Date
May 14, 17
Info Source
Recruiter  - Full-Time  

Compliance Control Room Trade Surveillance Analyst / AVP A Global Financial Services Company New York, NY A Global Financial Services Company is looking for Compliance Control Room Trade Surveillance Analyst / ..

 
Company
Location
New York City, NY
Posted Date
May 17, 17
Info Source
Recruiter  - Full-Time  

Equity Compliance Officer: Cash Sales and Trading A Global Financial Services Company New York, NY A Global Financial Services Company is looking for Equity Compliance Officer: Cash Sales and Trading..

 
Company
Location
New York City, NY
Posted Date
May 18, 17
Info Source
Employer  - Full-Time   

... US Head of Financial Crimes Compliance Trade Strategy','000094QI','!*! The SVP, Financial Crime Compliance (FCC) Officer is responsible for ... and maintaining an effective FCC compliance framework for Global Trade and..

 
Company
Location
New York City, NY
Posted Date
May 18, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - AML Trade Surveillance - Senior Compliance Officer, Associate','170054798','!*! JPMorgan Chase & ... the investigations team within the trade surveillance group in JPMorgan's compliance department.  The group is..

 
Company
Location
New York City, NY
Posted Date
May 19, 17
Info Source
Employer  - Full-Time   

Compliance Officer - Equities Sales & ... provide support to the Equities Compliance Sales and Trading Team in ... multiple internal functions within the Compliance, Legal, Audit, and other areas..

 
Company
Location
New York City, NY
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

Compliance Officer - Equities Sales & ... multiple internal functions within the Compliance, Legal, Audit, and other areas ... in furtherance of the overall Compliance mission. Drive the Team’s direct..

 
Company
Location
New York City, NY
Posted Date
May 22, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - AML Trade Surveillance - Senior Compliance Officer, Associate Duties: Will be ... the investigations team within the trade surveillance group in bank's compliance department. The group is..

 
Location
New York City, NY
Posted Date
May 23, 17
Info Source
Employer  - Full-Time   

Equity Compliance Officer: Electronic Trading # 094146 ... Expertise: Trading/Derivatives CCRO Division provides compliance support to all business divisions ... and issue policies and conduct compliance training. This individual will..

 
Location
New York City, NY
Posted Date
May 23, 17
Info Source
Employer  - Full-Time   

Equity Compliance Officer: Cash Sales and Trading ... Expertise: Trading/Derivatives CCRO Division provides compliance support to all business divisions ... and issue policies and conduct compliance training. This role will..

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