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Trade Compliance Attorney The candidate will provide ... management on export, import and trade compliance matters and help strategize the ... policy and training on global trade compliance matters to..
Trading & Liquidity Strategies Advisory Compliance, Director Duties: Responsible for leading ... and Liquidity Strategies (TLS) Advisory Compliance efforts for the Americas with ... enhance the Americas TLS regulatory compliance..
Corporate Compliance - Electronic Trading Compliance Advisory - Executive Director The ... front office personnel on regulatory compliance strategy for the firm's global, ... electronic trading platforms. Interact with compliance..
Vice President, Head of APAC Trade Surveillance, Asset Management Compliance, Hong Kong RESPONSIBILITIES: Lead and ... supervise the APAC Asset Management Compliance Surveillance Team in the execution ... Transaction Surveillance..
Electronic Trading Compliance Officer - AVP / Vice ... for adequacy of risk and compliance controls. Will collaborate with Supervision ... developments. Develop and enhance existing compliance policies and procedures..
Global Head of Electronic Trading Compliance Duties: lead Electronic Trading Compliance within the global ICS C&ORC ... algorithmic trading, providing guidance on pre-trade controls, and algorithm testing and ... algorithmic..
Corporate Compliance - AML Trade Surveillance Compliance Manager - Vice President The ... editing procedures on behalf of Compliance Surveillance; Assisting with regulatory requests, ... presentation materials for use by..
Equity Compliance Officer: Cash Sales and Trading
A Global Financial Services Company
New York, NY
A Global Financial Services Company is looking for Equity Compliance Officer: Cash Sales and Trading..
... US Head of Financial Crimes Compliance Trade Strategy','000094QI','!*! The SVP, Financial Crime Compliance (FCC) Officer is responsible for ... and maintaining an effective FCC compliance framework for Global Trade and..
Corporate Compliance - AML Trade Surveillance - Senior Compliance Officer, Associate','170054798','!*! JPMorgan Chase & ... the investigations team within the trade surveillance group in JPMorgan's compliance department. The group is..
Compliance Officer - Equities Sales & ... provide support to the Equities Compliance Sales and Trading Team in ... multiple internal functions within the Compliance, Legal, Audit, and other areas..
Compliance Officer - Equities Sales & ... multiple internal functions within the Compliance, Legal, Audit, and other areas ... in furtherance of the overall Compliance mission. Drive the Team’s direct..
Corporate Compliance - AML Trade Surveillance - Senior Compliance Officer, Associate Duties: Will be ... the investigations team within the trade surveillance group in bank's compliance department. The group is..