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Jobs >> Browse Jobs >> Compliance >> New York
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 date  location company  job title
Jan 07,15 USA-NY- New York City
R. Cope & Associates Inc
Sponsored Job  

Senior Compliance Professional


Senior Compliance Professional Responsibilities Manage team of compliance professionals: Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act and other applicable regulatory directives Advising on and reviewing firm marketing a....




 
Dec 02,13 USA-NY- New York City
Guidepoint Global
Sponsored Job  

Compliance Analyst


Description The Compliance Analyst is responsible for monitoring employee and client adherence to the firm’s Compliance policies and procedures at global offices located in the United States, Europe and Asia.  The position will report to the Chief Compliance Officer and essent....




 
Apr 18, 15 USA-NY- New York City ********** 27312 - Compliance Coordinator Senior - New York, NY
.... - Compliance Coordinator Senior - New York, NY** **Location:** New York, NY **Job Type:** **Date Posted:** Thursday, March 19, 2015 **Reference Number:** 330986 Description _* *_....


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Apr 18, 15 USA-NY- New York City ********** Manager, Digital Compliance & Revenue Assurance
.... Description: Oversee and coordinate the day-to-day responsibilities for Digital Compliance and Revenue Assurance. The main goals of this department are to (a) create, recommend and implement improve....


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1 hit(s)  
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Apr 18, 15 USA-NY- Albany ********** Compliance Officer
.... and licensed compliance professional. Great opportunity for advancement with growing firm.....


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Apr 18, 15 USA-NY- New York City ********** Compliance Analyst/Consultant
.... NY Apply JOB DESCRIPTION About Polaris Polaris specializes in consulting and technology solutions for pharmaceutical companies. We are at the forefront of the industry in terms of delivering technolo....


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1 hit(s)  
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Apr 18, 15 USA-NY- New York City ********** IT Risk Management Consultant
.... York New York United States Deloitte is one of the leading professional services organizations in the United States, specializing in audit, tax, consulting and financial advisory services with client....


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Apr 18, 15 USA-NY- New York City ********** Compliance Examiner, OTC Derivatives
.... provider of efficient and innovative regulatory programs New York, NY the premier independent provider of efficient and innovative regulatory programs is looking for Compliance Examiner, OTC Derivati....


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1 hit(s)  
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Apr 18, 15 USA-NY- New York City ********** Desk Based Compliance Manager
.... our Client: Successful International Broker Dealer with a global office network Job Description: The Desk Based Compliance Manager role is a delegate for the Front Office Managing Directors and assis....


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2 hit(s)  
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Apr 18, 15 USA-NY- New York City ********** Commodity Trading & Risk Management, Energy and Resources Senior Manager
.... Energy and Resources Senior Manager in New York New York United States Deloitte is one of the leading professional services organizations in the United States, specializing in audit, tax, consulting ....


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3 hit(s)  
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Apr 18, 15 USA-NY- New York City ********** Compliance Analyst, Brokerage Compliance
.... by and through its subsidiaries, is a global provider of financial services to retail, corporate and institutional customers. The Company has 3,000 employees worldwide. Building on its foundation in ....


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Apr 18, 15 USA-NY- New York City ********** Vice President, Senior Manager Regulatory Compliance Markets, Dodd Frank Program
.... Markets, Dodd Frank Program','00005JU2','!*!Serves as a Local Compliance Officer (LCO) for an assigned business line, global function or HSBC Technical Services (HTS), provides regulatory compliance ....


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5 hit(s)  
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Apr 18, 15 USA-NY- New York City ********** Manager, Digital Compliance & Revenue Assurance
.... NY - New York ID: 5266 Description With its broad roster of new stars and legendary artists, Wa er Music Group is home to a collection of the best-known record labels in the music industry including ....


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Apr 18, 15 USA-NY- New York City ********** 216646 - Compliance Analyst - New York, NY
.... - Compliance Analyst - New York, NY** **Location:** New York, NY **Job Type:** **Date Posted:** Tuesday, March 17, 2015 **Reference Number:** 330763 Description....


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Apr 18, 15 USA-NY- New York City ********** Privacy and Data Protection, Senior Consultant
.... Consultant in New York New York United States Deloitte is one of the leading professional services organizations in the United States, specializing in audit, tax, consulting and financial advisory se....


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Apr 18, 15 USA-NY- New York City ********** Finance & Risk, Regulatory & Compliance Manager - Compliance Risk Assessment
.... Description Schedule: Full-time Finance & Risk, Regulatory and Compliance Manager - Compliance Risk Assessment New York, Philadelphia, Hartford, Boston. 80 - 100% Travel Join Accenture and help t....


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3 hit(s)  
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Apr 18, 15 USA-NY- New York City ********** PCI Compliance Program Director
.... and supports the organization in complying with, as well as the ongoing preparation, testing and monitoring of conformance to, the requirements of government regulations and/or regulatory agencies. P....


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Apr 18, 15 USA-NY- New York City ********** Compliance Analyst/Senior Analyst - Risk Management Group, NYC
.... Recruiter: Lauren Self THE COMPANY Macquarie Group (Macquarie) is a global provider of banking, financial, advisory, investment and funds management services. Macquarie's main business focus is m....


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Apr 18, 15 USA-NY- Buffalo ********** Plant Health & Safety Manager
.... this Job (or see the job description to apply) Description Lead plant safety in developing and implementing strategies and management systems to promote a safety culture where No One Gets Hu....


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Apr 18, 15 USA-NY- New York City ********** Chief Compliance Officer
.... firm seeks a Chief Compliance Officer who will be responsible for overseeing all aspects of an investment advisory compliance program. It is anticipated that the position's duties and responsibilitie....


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1 hit(s)  
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Apr 18, 15 USA-NY- New York City ********** Compliance Testing 2013 Broker Dealer & Securities (Vice President)
.... President) Job ID: 3107261 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2015-04-17 Location: New York, United States of America A Passion to Perform. It’s what drives us. More th....


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1 hit(s)  
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Apr 18, 15 USA-NY- New York City ********** Compliance Data Integrity Standards and Control AVP
.... Full time Company:**** Posted on: 17 Apr 15 A financial services firm seeks a Compliance Data Integrity Standards and Control AVP will be responsible for operating in acc....


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Apr 18, 15 USA-NY- Tarrytown
Oracle Corporation
PCI Compliance Program Director
.... and supports the organization in complying with, as well as the ongoing preparation, testing and monitoring of conformance to, the requirements of government regulations and/or regulatory agencies. P....


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Apr 18, 15 USA-NY- New York City
Doostang, Inc.
Senior Compliance Examiner, OTC Derivatives
.... independent provider of efficient and innovative regulatory programs New York, NY the premier independent provider of efficient and innovative regulatory programs is looking for Senior Compliance Exa....


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Apr 18, 15 USA-NY- New York City
Compliance Search Group.
Vice President - Compliance Policy
.... services firm seeks a Vice President Level Compliance Officer who will be responsible for contributing to developing and implementing the strategic direction for the policy governance and maintenance....


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