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Jobs >> Browse Jobs >> Compliance >> New York
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 date  location company  job title
Dec 02,13 USA-NY- New York City
Guidepoint Global
Sponsored Job  

Compliance Analyst


Description The Compliance Analyst is responsible for monitoring employee and client adherence to the firm’s Compliance policies and procedures at global offices located in the United States, Europe and Asia.  The position will report to the Chief Compliance Officer and essent....




 
Aug 20,14 USA-NY- New York City
Barclays Capital Inc
Sponsored Job  

Compliance IT Business Analyst


Department Overview Barclays moves, lends, invests and protects money for customers and clients worldwide. With over 300 years of history and expertise in banking, we operate in over 50 countries and employ over 140,000 people. We provide large corporate, government and institut....




 
Aug 30, 14 USA-NY- New York City ********** Chief Compliance Officer & Counsel Mutual Fund and Asset Management
.... with a great track record seeks a Chief Compliance Officer, Counsel. The firm manages mutual funds, institutional accounts, managed accounts and other investment products. The Chief Compliance Of....


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Aug 30, 14 USA-NY- New York City ********** JPMorgan Securities VP Compliance - Brokerage
.... position in the Legal & Compliance Department reporting to the Compliance Director supporting JP Morgan Securities line of business (JPMS). JPMS is the retail brokerage unit that originated with the ....


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Aug 30, 14 USA-NY- New York City ********** Compliance Technology Business Analyst
.... USACity New YorkBusiness Area Global TechnologyContract Type PermanentEstimated publish end date Department OverviewBarclays moves, lends, invests and protects money for customers and clients world....


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Aug 30, 14 USA-NY- New York City ********** Lead Medicare Regulatory Specialist
.... to and work closely with the Pharmacy department to help assure that this department is in full compliance with all relevant CMS Medicare rules and regulations related to Part D. The Pharmacy Lead wi....


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Aug 30, 14 USA-NY- New York City ********** Compliance and Leasing Manager
.... Compliance and Leasing Manager to join our team. The ideal candidate will be motivated, have an outgoing personality, and possess excellent organization and customer service skills. Responsibilities....


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Aug 30, 14 USA-NY- New York City ********** Compliance Officer, Regulatory Compliance
.... Purpose  Compliance Officers are aligned by regulation(s), regulatory requirements, and/or a particular set of compliance risks and provide compliance support and may provide advice and guidance to t....


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Aug 30, 14 USA-NY- New York City ********** Attorney (E3504) Legal and Compliance
.... regarding both domestic and international commercial contracts, including technology licenses, outsourcing agreements, data licenses and various services and general vendor and other commercial agree....


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Aug 30, 14 USA-NY- New York City ********** Life & Long Term Care Products Compliance Manager
.... Product Compliance will manage a team of 4 that is responsible for the Life Regulatory Research, Variable Product Regulatory Reporting for New Business and in-force, Market Conduct Exams, Compliance ....


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Aug 30, 14 USA-NY- New York City ********** Compliance Officer, Listed Derivatives
.... who will be responsible for implementing and managing the overall compliance program for the Listed Derivatives (LD) businesses. The LD business group performs execution and clearing services to cust....


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Aug 30, 14 USA-NY- New York City ********** Compliance Officer - Risk Assessment & Analytics
.... provides consumers, corporations, governments and institutions with a broad range of financial products and services. Additional information may be found at ****the leading glo....


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Aug 30, 14 USA- NY ********** Chief Compliance Officer - Consumer Electronics
.... share your drive and passion. Our client is a global company in the consumer electronics sector with the core purpose to improve the consumer's viewing experience. Knowing innovation is integrated in....


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Aug 30, 14 USA-NY- New York City ********** Junior compliance officer- Urgent hire
.... officer with roughly 3 years experience to join their compliance and bank testing team. This role will report up to the chief compliance officer. As one of the lead examiners you will be responsible....


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Aug 30, 14 USA-NY- New York City ********** Alternatives Investment Compliance Officer
.... of a global bank, seeks an Alternatives Investment Compliance Officer. They are interested in an experienced Compliance Officer to provide advisory Compliance support to the Alternatives Investment....


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Aug 30, 14 USA-NY- Montebello ********** Senior Compliance Officer
.... Management Program. This includes all regulatory requirements as well as compliance and regulatory risk components. Responsible for partnering with their assigned business units to provide supervisor....


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Aug 30, 14 USA-NY- New York City ********** VP Compliance Inspection Unit Testing Officer II GBM
.... reports, and follows-up on regulatory issues that arise. Takes a “hands on” approach to compliance testing focusing on control activities (e.g., first line of defense compliance monitoring functions)....


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Aug 30, 14 USA-NY- New York City ********** Compliance Outreach Specialist
.... and create strategic partnerships with governmental establishments, organizations, educational, and outreach groups. This person will play a key role in building and maintaining the relationships, to....


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Aug 30, 14 USA-NY- New York City ********** Compliance Officer, Investments with Guardian Life
.... and develop plans on a systemic level, thinking through potential connections and impact across the organization, and developing roadmaps to achieve long term vision through short term deliverables. ....


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Aug 30, 14 USA-NY- Buffalo ********** Quality & Regulatory Specialist
.... Technologies, LLC - Buffalo, NY Quality & Regulatory Compliance Specialist Summary: Works with the Quality Manager to maintain the Quality/Business System. Supports and mentors plant personnel in qua....


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Aug 30, 14 USA-NY- New York City ********** Manager of Consumer Compliance
.... (e.g. Accounting/Finance or Economics) required. * 7 years in related field, preferably in banking or consumer lending compliance. * Experience as an examiner with a bank regulatory agency (ideall....


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Aug 30, 14 USA-NY- Albany ********** Associate, Regulatory Compliance
.... Services Practice focuses on fundamental business issues - managing risk, increasing revenues, controlling costs - that organizations, across various industries, should address in order to help them ....


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Aug 30, 14 USA-NY- New York City ********** Compliance Change Project Manager - VP
.... customers and clients worldwide. With over 300 years of history and expertise in banking, we operate in over 50 countries and employ over 140,000 people. We provide large corporate, government and i....


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Aug 30, 14 USA-NY- New York City
NYU Langone Medical Center
Compliance Training Specialist
.... integrated, academic medical center, is one of the nation's premier centers for excellence in clinical care, biomedical research and medical education. Located in the heart of Manhattan, NYU Langone ....


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Aug 30, 14 USA-NY- New York City
Compliance Search Group.
Compliance Officer Volcker Testing-AVP/VP
.... will be responsible for the review and testing of the Firm •s compliance with the Volcker Rule. The Candidate will assist in the planning and conducting of compliance inspections of trading desks a....


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