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Compliance Jobs in New York


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SPONSOREDJOB
Job title
Company
Guidepoint Global
Location
USA-NY- New York City
Posted Date
Dec 02,13

Description The Compliance Analyst is responsible for monitoring employee and client adherence to the firm’s Compliance policies and procedures at global offices located in the United States, Europe and Asia. ..

SPONSOREDJOB
Company
LRN
Location
USA-NY- New York City
Posted Date
May 28,15

The Opportunity We help our client partners build on firm foundations, which is why so many major organizations seek our advice and support in creating or reinventing codes of conduct...

SPONSOREDJOB
Company
R. Cope & Associates Inc
Location
USA-NY- New York City
Posted Date
Jan 07,15

Senior Compliance Professional Responsibilities Manage team of compliance professionals: Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act and other applicable regulatory directives Advising on and..

 
Company
**********
Location
USA-NY- Rochester
Posted Date
Aug 02, 15
Info Source
Employer    
1 hit(s)

.... to the Compliance Department and VP Contract Administration for reviews, audits and investigations of Client and Consumer issues and concerns, including all updates and notifications in accordance wi....

 
Company
**********
Location
USA-NY- Jericho
Posted Date
Aug 02, 15
Info Source
Employer    
3 hit(s)

.... Practice -Jericho, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening....

 
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 02, 15
Info Source
Employer   

.... and Chief Compliance Officer for a SEC-registered investment adviser (MBSC) and will support adviser compliance for BNY Mellon for any activities where MBSC acts as an adviser. This position will wor....

 
Company
**********
Location
USA-NY- Bronx
Posted Date
Aug 02, 15
Info Source
Employer   

.... Department, ensuring that all mandates are met in accordance with the timeframes set forth by governing/licensing bodies. Function as a direct liaison between the Agency Records/Quality Improvement D....

 
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 02, 15
Info Source
Employer   
1 hit(s)

.... (“New York Life”) is the largest mutual life insurance company in the United States*. Founded in 1845, New York Life is headquartered in New York City, and is 1 of the most financially strong and hig....

 
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 02, 15
Info Source
Employer   
3 hit(s)

.... OVERVIEW The Project Manager will provide support for program planning, execution, tracking, communications and reporting for multiple high priorities, cross-functional projects, globally. You will l....

 
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 02, 15
Info Source
Employer    
1 hit(s)

.... Regular Listed: 2015-07-31 Location: New York, United States of America A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. We’re committed to bei....

 
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 02, 15
Info Source
Recruiter   

.... key elements of this deputy Change Lead level role within the Compliance Change Management function will be to: Drive projects supporting a specific Compliance Region or Function (e.g. Americas or Gl....

 
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 02, 15
Info Source
Recruiter   

.... firm in Manhattan is seeking to add a Compliance Specialist to their expanding group. The CS is responsible for conducting regulatory research, maintaining and developing regulatory policies and proc....

 
Company
**********
Location
USA-NY- Auburn
Posted Date
Aug 02, 15
Info Source
Employer   
1 hit(s)

.... - Auburn An extraordinary opportunity to join a vibrant, ever-changing human services agency. The Opportunity: Working within the CQI team, the Generalist completes file audits of agency progra....

 
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 02, 15
Info Source
Recruiter   

.... revise and advise on policies and procedures for the Americas institutional and retail businesses, including broker-dealer, banking, and asset and wealth management businesses. Work with business lin....

 
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 02, 15
Info Source
Recruiter   
1 hit(s)

.... Description Will support an in- house legal team of 4 attorneys Must have three plus years of experience providing executive level administrative support of senior managers Must have experience suppo....

 
Company
**********
Location
USA-NY- Ardsley
Posted Date
Aug 02, 15
Info Source
Employer   
3 hit(s)

.... USA Jobs In Director Complia Ardsley | Jobs In Director Compl... | Jobs In Director ... Director - ComplianceApply for this positionLOCATION:Corporate Office (Ardsley, NY)SUMMARY:The Director - C....

 
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 02, 15
Info Source
Employer   
2 hit(s)

.... In Cib Avp Vp Compliance Advisor... | Jobs In Cib Avp Vp Com... | Jobs In Cib Avp V... Job Description:About the Company Mizuho Bank, Ltd. provides financial and strategic solutions for the incre....

 
Company
**********
Location
USA-NY- Albany
Posted Date
Aug 02, 15
Info Source
Employer   
2 hit(s)

.... Sciences or a related field and five years of professional experience in that field; OR a Master’s degree and four years of such experience; OR a Doctorate in a related field and two years of such ex....

 
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 02, 15
Info Source
Recruiter    

.... York New York United States Artwork Packaging Compliance Manager- Beauty (Contract)Randstad in New York, NY posted on07/30/2015| 49 viewsemail to a friendprint job categoryadministrative & support s....

 
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 02, 15
Info Source
Recruiter  
3 hit(s)

.... in compliance with OFAC Sanctions and Regulations as well as banks NY policy and procedures. Review, research, analyze, and document complex and sensitive OFAC alerts that warrant further investigati....

 
Company
**********
Location
USA-NY- Fishers
Posted Date
Aug 02, 15
Info Source
Employer   

.... of regulatory strategies for the Gorbel Medical product portfolio. Responsible for the preparation of regulatory submissions required to market new or modified medical devices in the domestic and int....

 
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 02, 15
Info Source
Employer    

.... Regular Listed: 2015-07-16 Location: New York, United States of America A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. We’re committed to bein....

 
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 02, 15
Info Source
Recruiter   
1 hit(s)

.... hire a skilled Compliance Professional to join their Legal Department. This person with concentrate on privacy and data protection matters and support the Cyber Liability team. Attorney a plus but no....

 
Company
Compliance Search Group.
Location
USA-NY- New York City
Posted Date
Aug 02, 15
Info Source
Recruiter  

.... for the firm’s Compliance Change Management division. The Director will be responsible for supporting programs, projects and organizing a core cadre of highly skilled and well-motivated change profes....

 
Job title
GRANTED JOB
Company
**********
Location
USA-NY- Fort Edward
Posted Date
Aug 02, 15
Info Source
Employer   
1 hit(s)

.... Description 44032 - Sodexo is seeking a General Manager (III) / Dining Director for Fort Hudson Health System located in Fort Edward / Albany, New York . Fort Hudson is a 200 bed skilled nursing co....

 
Company
CREDIT SUISSE GROUP AG
Location
USA-NY- New York City
Posted Date
Aug 02, 15
Info Source
Employer   

.... support to business divisions across all regions of the bank. Our goal is to protect the reputation of Credit Suisse by ensuring that employees have the necessary tools and know-how to comply with al....

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