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Compliance Jobs in New York


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SPONSOREDJOB
Job title
Company
Guidepoint Global
Location
USA-NY- New York City
Posted Date
Dec 02,13
Source
Employer  

Description The Compliance Analyst is responsible for monitoring employee and client adherence to the firm’s Compliance policies and procedures at global offices located in the United States, Europe and Asia. ..

SPONSOREDJOB
Company
LRN
Location
USA-NY- New York City
Posted Date
May 28,15
Source
Employer  

The Opportunity We help our client partners build on firm foundations, which is why so many major organizations seek our advice and support in creating or reinventing codes of conduct...

SPONSOREDJOB
Company
R. Cope & Associates Inc
Location
USA-NY- New York City
Posted Date
Jan 07,15
Source
Recruiter  

Senior Compliance Professional Responsibilities Manage team of compliance professionals: Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act and other applicable regulatory directives Advising on and..

 
Job title
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 28, 15
Info Source
Recruiter   

.... Officer in New York, New York (NY).Supports Compliance and Account Administration in implementing laws and regulations, guidelines and industry best practices on systems, controls and processes in th....

 
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 28, 15
Info Source
Recruiter   

.... Compliance Officer who will be responsible for overseeing all aspects of an investment advisory compliance program. It is anticipated that the position •s duties and responsibilities will expand over....

 
Job title
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 28, 15
Info Source
Recruiter   

.... NY Consultant , Legal Aug 24 Premier international law firm. located in Midtown Manhattan, is looking for the right candidate to join their Compliance team as a Compliance Analyst. It is a new role ....

 
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 28, 15
Info Source
Recruiter   
1 hit(s)

.... global investment bank in New York City is seeking to add a Control Room Compliance Manager to their team. Key Responsibilities: Participate in all aspects of the day-to-day operation of the Contr....

 
Job title
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 28, 15
Info Source
Recruiter  

.... grad with 2 years Conflicts experience interested in Growth position in NY office of Global law firm. Opportunity to learn COMPLIANCE. Assist with Anti Money Laundering, KYC, New Business intake, se....

 
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 28, 15
Info Source
Employer   
1 hit(s)

.... Hospitality and Asset Management Industries are being retained by our Client, a property management corporation who is seeking an experienced: Assistant Vice President, Compliance of Residential Prop....

 
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 28, 15
Info Source
Recruiter    
1 hit(s)

.... currently searching for a Packaging Operations/Artwork Compliance Manager. This is a contract role (minimum of 1 year) and is am immediate need. Reports to Director, Packaging Operations, Artwork Com....

 
Job title
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 28, 15
Info Source
Employer   

.... Funded Position Position Summary: The New York City school system is the largest in the country, composed of approximately 1.1 million students and 75,000 teachers in over 1,800 schools. In Februar....

 
Company
**********
Location
USA-NY- Thornwood
Posted Date
Aug 28, 15
Info Source
Employer   
2 hit(s)

.... seeking a TRADE COMPLIANCE SPECIALIST YOUR JOB * Support the global trade compliance program. * Support DTC and BU's to ensure compliance with all U.S. government agencies relating to import & export....

 
Job title
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 28, 15
Info Source
Employer    

.... Time: Full time In this role the employee serves as liaison for stakeholders of the Compliance FORF. Coordinate with the Compliance Business Operation Risk Manager on all Operation Risk matters. Man....

 
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 28, 15
Info Source
Recruiter   
1 hit(s)

.... that is responsible for managing a team of Anti-Money Laundering (AML) Analysts according to the specific AML procedures and policies. Responsibilities: • Oversee the appropriate collection and....

 
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 28, 15
Info Source
Recruiter   

.... Contractor who will be responsible for providing compliance coverage and support to cross-business reviews, projects and initiatives that require compliance support. S/he will perform and support reg....

 
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 28, 15
Info Source
Employer   

.... business issues - managing risk, increasing revenues, controlling costs - that organizations, across various industries, should address in order to help them flourish. We help companies to identify a....

 
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 28, 15
Info Source
Recruiter   

.... desk advisory position will be responsible for implementing and managing the overall compliance program for the Credit-related businesses. This coverage includes the following business lines: Credit ....

 
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 28, 15
Info Source
Recruiter   

.... Information: Name: Premier Hedge Fund Job Description: Administration of automated compliance system including: Distribution, collection and review of employee certifications Review of employee per....

 
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 28, 15
Info Source
Recruiter   

.... BSA/AML Compliance Program. Assist VP in ensuring that the Branch's policies, procedures and internal controls fully comply with U.S. Banking Laws and Regulations, best practices and as new laws are ....

 
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 28, 15
Info Source
Recruiter   

.... Compliance Training Manager who will be responsible for the firm’s compliance training program.The successful candidate will support the Intermediate Holding Company (IHC) / Banking Compliance Traini....

 
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 28, 15
Info Source
Employer   
1 hit(s)

.... Salt Lake City or Phoenix!!KEY RESPONSIBILITIES:- Collaborating with various levels of management within the first line of defense to ensure controls are adequately designed to mitigate compliance ri....

 
Job title
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 28, 15
Info Source
Recruiter   

.... Officer in New York, New York (NY). Supports Compliance and Account Administration in implementing laws and regulations, guidelines and industry best practices on systems, controls and processes in ....

 
Job title
Company
**********
Location
USA-NY- New York City
Posted Date
Aug 28, 15
Info Source
Recruiter   

.... the team in a generalist function. They will be responsible for updating and creating new policies and procedures. the role sits within the broker dealer and will encompass a variety of areas withi....

 
Company
The NYC Department of Buildings
Location
USA-NY- Manhattan
Posted Date
Aug 28, 15
Info Source
Employer   

.... Department of Buildings. The Department of Buildings has an essential role in the PlaNYC for a Greater Greener New York and One City- Built to Last citywide initiatives; we are charged with the prima....

 
Company
Arbor Commercial Mortgage, LLC.
Location
USA-NY- Uniondale
Posted Date
Aug 28, 15
Info Source
Employer   

.... opening for a Compliance Training and Development Specialist . The role will work within the Operational Compliance department and be responsible for managing the company's on-line designated trainin....

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