Compliance Jobs in New York

May 21, 13	USA-NY-New York City	**********	Associate, Compliance Training Officer .... International Financial Firm seeks a Compliance Associate to join their Compliance Team. Responsibilities include: • Research and draft Compliance Training modules in Spanish & Portuguese by wo....

May 21, 13	USA-NY-New York City	**********	Compliance Associate and Manager -Capital Markets .... at least 4 years experience, 4-5 direct reports into this person, Bachelors, 70K-150K 2) Client Associate Role (I person)….series 7/63/24, 4 years exp, 60K-100K, day to day advice, handling customer ....	5 hit(s)

May 21, 13	USA-NY-New York City	**********	Director of Compliance .... Services Firm is looking for a Director of Compliance that will focus on monitoring and testing the compliance program enterprise-wide for risk and potential gaps. The focus of the Director of Compli....

May 21, 13	USA-NY-New York City	**********	Fixed Income Compliance Officer -Rates .... J.P. Morgan Chase & Co. Compliance Department is seeking an experienced compliance officer or attorney to join its Fixed Income Compliance Advisory Team, providing advisory coverage for the Investmen....

May 21, 13	USA-NY-New York City	**********	AML Compliance Analyst .... AML Compliance Analyst with at least 1-3 years prior experience in a similiar role. It is an excellent opportunity for a junior compliance candidate to be part of a great team, and continue to be t....

May 21, 13	USA-NY-New York City	**********	SVP Retail Banking and Wealth Management Regional Compliance Officer .... Officer','00002PEU','!*!The SVP RBWM LCO Regional Manager is responsible for developing, integrating, and maintaining an effective compliance framework across all regions and line of business in orde....	1 hit(s)

May 21, 13	USA-NY-New York City	**********	Retail Banking and Wealth Management - Compliance Officer Mid-Atlantic Region .... Mid-Atlantic Region','00002PEX','!*!The VP RBWM LCO Director is responsible for developing, integrating, and maintaining an effective compliance framework in an assigned region and line of business i....

May 21, 13	USA-NY-New York City	**********	Compilance Manager - AML Analytics & Design Coverage Strategy .... Strategy','130022945','!*!JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in inv....

May 21, 13	USA-NY-New York City	**********	Health Sciences - 340B Compliance Manager .... organizations in the United States, specializing in audit, tax, consulting and financial advisory services with clients in more than 20 industries. We provide powerful business solutions to some of t....

May 21, 13	USA-NY-New York City	**********	Director of Regulatory Compliance /Regulatory Affairs .... research and analysis of pending legislation and applicable laws and regulations to ensure the company's ongoing compliance with recent changes 2) Act as liaison with regulators and regulator agencie....

May 20, 13	USA-NY-New York City	**********	Compliance Specialist, Capital Markets Job .... Capital Markets-727931 Description Level: Associate The Compliance Associate performs a support role in Compliance to help ensure corporate initiatives and departmental processes comply with applica....	4 hit(s)

May 20, 13	USA-NY-Melville	**********	Sr. Manager Compliance Audit .... Audit Corporate Audit Services (CAS), the Internal Audit function within Capital One, is a dedicated group of audit professionals focused on delivering top quality assurance services to the organizat....	6 hit(s)

May 20, 13	USA-NY-Melville	**********	Sr. Manager, Compliance Audit Job .... Description Date : Tue, 30 04 2013 00:00:00 GMT Sr. Manager, Compliance Audit-733788 Description Senior Manager, Anti-Money Laundering (AML) Compliance Audit Corporate Audit Services (CAS), the Inter....	4 hit(s)

May 20, 13	USA-NY-Melville	**********	Senior Manager, Compliance Audit Job .... Audit-722074 Description Corporate Audit Services, the Internal Audit function within Capital One, is a dedicated group of audit professionals focused on delivering top quality assurance services to ....	5 hit(s)

May 20, 13	USA-NY-Melville	**********	Sr. Manager, Compliance Audit .... Manager, Anti-Money Laundering (AML) Compliance Audit Corporate Audit Services (CAS), the Internal Audit function within Capital One, is a dedicated group of audit professionals focused on delivering....	2 hit(s)

May 20, 13	USA-NY-New York City	**********	Senior Associate, Pharmaceutical Regulatory Contract Compliance Job - Req. Code : 34860 .... Contract Compliance Requisition Number: 34860 Function: Advisory Area of Interest: Pharmaceutical Regulatory State: New York City: New York Description: KPMG’s Advisory Services Practice focuses on f....	3 hit(s)

May 20, 13	USA-NY-Manhattan	**********	Director of Facilities Management & Procurement .... NY Salary:$135,000-$140,000 Experience:5.0 year(s) Job Type:Full-Time Job ID:J119244 About the Opportunity A healthcare services provider is actively seeking a new Director of Facilities Management &....	5 hit(s)

May 20, 13	USA-NY-Melville	**********	Sr. Manager, Compliance Audit .... Manager, Anti-Money Laundering (AML) Compliance Audit Corporate Audit Services (CAS), the Internal Audit function within Capital One, is a dedicated group of audit professionals focused on deliveri....	10 hit(s)

May 20, 13	USA-NY-Westbury	**********	Agency Compliance Specialist ACS in Westbury .... in Westbury (m/f) Agency Compliance Specialist (ACS) Company Overview: Atlantic Partners Financial Group, Member of John Hancock Financial Network is part of a nationally recognized financial service....	2 hit(s)

May 20, 13	USA-NY-New York City	**********	Bank Compliance Analyst .... Level Bachelor's Degree Career Level Experienced (Non-Manager) Salary 0.00 - 60,000.00 USD /year Job Reference Code 343 About the Job Bank Compliance Analyst Growing Bank located in New York City ....

Share

691 jobs found for: Compliance Jobs in New York

Search All New York Compliance Jobs