Experience
10 yrs required
Location
Chapel Hill, NC, United States
Posted on
Nov 30, 2022
Profile
Chief Compliance and Regulatory Officer (CCRO)
The candidate will serve as an advisor to **MEMBERS ONLY**SIGN UP NOW***.' senior management team on operational compliance and regulatory matters, providing advice, guidance and effective business-focused solutions. Closely monitor the insurance laws, rules, regulations and statutes of the 50 states and other jurisdictions in which **MEMBERS ONLY**SIGN UP NOW***. operates. In particular, and together with the **MEMBERS ONLY**SIGN UP NOW***. Legal Department, stay closely abreast of regulatory changes related to **MEMBERS ONLY**SIGN UP NOW***. admitted and non-admitted business, including providing guidance related to local, state and federal regulatory changes. Ensure that compliance guidance is implemented, that action plans are promptly completed and that proper controls and testing are in place and effective. Provide and oversee training and awareness initiatives related to compliance issues and requirements. Evaluate, respond to and design action plans to address regulatory inquiries, audits, complaints, investigations and examinations and statistical and other requests from regulators. Conduct regular monitoring and testing of compliance controls within **MEMBERS ONLY**SIGN UP NOW***.' underwriting and claims units. Oversee and advise on controls related to the monitoring of jurisdiction data, privacy laws and related reporting/compliance requirements. Participate in product reviews prior to rollout. Assist with responses to trade organizations regarding regulatory issues. Coordinate preparation and filing of corporate documentation such as holding company filings including Forms B, C, D, F and CGAD filings. Oversee company licensing including claims adjuster and producer appointments. Oversee the OFAC monitoring process.
Company info
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