Risk Governance amp Reporting Specialist

Profile

Job Description

Interactive Brokers has been at the forefront of the Fintech space for over 42 years. We continue to challenge the status quo and push boundaries to offer the best trading platform with the most sophisticated features, all for the lowest cost to our customers. To achieve that, we seek to actively understand and prudently manage our Firmwide risk profile, in a fast paced, agile environment.

As part of our expanding Enterprise Risk Management organization, Interactive Brokers is seeking to recruit a Risk Governance & Reporting Specialist. This is a second line of defense role, based in Greenwich or Dublin, reporting directly to the Group or IBIE Chief Risk Officer.

He/she will be responsible for Enterprise Risk Governance and Enterprise Risk Reporting.

Governance refers to the production, management and maintenance of all formal ERM documentation outlining the conduct of the ERM organization (policies, appetite statements), the execution of the ERMF (procedures) and the Risk awareness program for all IB employees (training)

Reporting is split to:

Tracking and status reporting on all ERM initiatives, projects and items in the bi-weekly book of work (the QUEUE), including liaison with project owners to drive timely completion of key tasks. This requires a solid understanding of how the ERMF hangs together, and a high level of organization, diligence and consistency

ERM reporting to committees and boards – generation, review, delivery and updates to all key ERM reports, including quality control, data validation and design of new reporting formats. The objective is to create an ERM reporting framework that drives consistency across all IB companies, and leverages common frameworks and tools to drive efficiencies for the ERM teams with respect to report generation and delivery

Responsibilities:

Responsible, with CROs and L1 Risk leads, for the quality, accuracy and completeness of Group ERM governance documents (Strategy, Policy, Procedures, Risk Appetite, Annual Plans) including consistency of content across the document suite, both at Group and IB Company levels

Maintain a process for updating all documentation periodically to meet committee and regulatory requirements

Partner with L1 Risk Leads to ensure that all relevant regulation, rules, laws and standards are appropriately reflected in the ERM documentation, both at Group and LE

Maintain all document controls including version control, change management, naming conventions, retention, backups, etc.

Maintain the global ERM Book of Work and ensure it is updated bi-weekly for the QUEUE and monthly for ERM team meetings. Track all project deliverables, liaise with owners and take responsibility for the timely delivery of all committed deliverables. Work with CROs to reprioritize in the event of ad hoc requests

Maintain all training materials, and ensure calendar and records of training are accurate and complete

Responsible for generation of all Group level committee reporting, and LE reporting, as required. Design and maintain a process to produce ERC reporting to an agreed schedule and to the highest level of quality (content and accuracy). Manage all teams to submit content on time and in an agreed format. Ensure consistency of content and presentation across all LEs. Establish and provide guidance, with the CRO, for all LE Risk reporting

Maintain a calendar of all deliverables (Committee and Regulatory) as part of the ERM Book of Work - apply a transparent and logical process to delivering on time and to expected level of quality

Ability to generate high quality presentations in PPT with high degree of autonomy

Qualifications:

6 years experience in business management, project management, regulatory management, legal or related discipline

Highly diligent, extremely detail oriented individual - results driven and hard working

Strong organizational skills, strong communicator and influencer

Experience in authoring and maintaining governance documents across multiple companies to a high level of quality and control

Ability to handle multiple and concurrent projects, prioritize and reprioritize as required, and deliver quality outputs

Strong MS Office skills – ability to deliver high quality presentations including complex graphs and charts is required

Company Benefits & Perks

Competitive salary, annual performance-based bonus and stock grant

Retirement plan 401(k) with competitive company match

Excellent health and welfare benefits including medical, dental, and vision benefits

Wellness screenings and assessments, health coaches and counseling services through Employee Assistance Program (EAP)

Paid time off and a generous parental leave policy

Daily company paid lunch and a fully stocked kitchen with healthy options for breakfast and snack

Corporate events including team outings, dinners, volunteer activities and company sports teams

Education reimbursement and learning opportunities

Modern offices with sit/stand desks and multi-monitor setups

Company Overview

Interactive Brokers (IBKR), a subsidiary of publicly-traded Interactive Brokers Group, Inc., based in Greenwich, Connecticut (NASDAQ: IBKR) is a low-cost provider of trade execution and clearing services for active traders, institutional investors, financial advisors and introducing brokers. IBKR’s premier technology provides electronic access to stocks, options, futures, forex, bonds, and funds worldwide from a single IBKR Integrated Investment account. IBKR is one of the largest online brokers by trade volume and is consistently ranked at the top of its field.

Our employees are part of a dynamic, multinational, fast-paced, results-oriented team working to provide our customers with state-of-the-art trading technology, superior execution capabilities, worldwide electronic access, and sophisticated risk management tools.

Our headquarters are in Greenwich, CT, USA. IBKR has offices in the United States, Australia, Canada, China, Estonia, Hong Kong, Hungary, India, Ireland, Japan, Luxembourg, Russia, Singapore, Switzerland and United Kingdom.

IBKR is a member of NYSE, FINRA, and SIPC. Interactive Brokers Group brokerage affiliates are regulated by securities and commodities agencies around the world.

Click HERE

to view a short video with a few words from current Interactive Brokers employees.

(If the

hyperlink

is not active, copy and paste the following URL in your browser: https://www.interactivebrokers.com/en/index.php?f=31899

For more information, please visit www.ibkr.com/info

Company info

Interactive Brokers Group, Inc.
Website : https://www.interactivebrokers.com