Registered Investment Funds Associate

Profile

Job Overview

A top-tier law firm is seeking a mid-level Corporate Associate with a focus on registered investment funds to join its nationally recognized Investment Services practice. The ideal candidate will bring strong experience in advising investment companies and advisers and will contribute to a collaborative team known for its diverse, multidisciplinary approach. This position offers significant client interaction, leadership opportunities in complex transactions, and a structured platform for long-term career growth.

Location

• Los Angeles, CA

Duties

• Advise clients on federal securities regulations, particularly the Investment Company Act of 1940 and the Securities Act of 1933

• Lead or support major transactions including fund reorganizations and mergers

• Provide counsel to mutual funds, ETFs, closed-end funds, and independent trustees/directors

• Manage multiple legal matters concurrently in a fast-paced environment

• Work closely with senior attorneys and shareholders on client strategy and execution

• Participate in business development efforts and contribute to internal practice growth

Requirements

• 4–7 years of experience in investment fund regulation, compliance, or transactions

• Strong working knowledge of federal securities laws applicable to registered funds and advisers

• Experience with fund structures such as mutual funds, ETFs, and closed-end funds

• Proven ability to take a leadership role in transactional matters

• Licensed and in good standing with a state bar, or in process of admission in the relevant jurisdiction

Education

• Juris Doctor (J.D.) from an accredited U.S. law school

• Demonstrated academic excellence

Certifications

• Active bar membership in at least one U.S. jurisdiction

• In good standing or taking steps toward admission in the appropriate office location

Skills

• Deep understanding of investment services law and compliance frameworks

• Exceptional communication and drafting skills

• High attention to detail and accuracy

• Ability to manage competing priorities and deadlines

• Client-service oriented with strong interpersonal skills

Benefits

• Annual Bonus: Discretionary, performance-based bonus program

• Retirement: 401(k) with traditional and Roth contribution options, managed by Vanguard

• Health & Wellness: Comprehensive medical, dental, and vision coverage; firm-paid life and disability insurance; FSA and HSA options; wellness initiatives

• Paid Time Off: Competitive vacation, sick time, personal days, and holiday allowance

• Professional Development: Ongoing training, performance feedback, and mentoring support

• Work-Life Balance: Hybrid work model (3 days in-office, 2 days remote); family-supportive policies

• Additional Perks: Commuter benefits, employee discounts, backup childcare/elder care, Milk Stork, EAP, fitness center discounts, and more

Company info

BCG Attorney Search
10537 Santa Monica Blvd., Suite 301
Century City
California
United States 90025
Phone : (310) 444 0000
Fax : (213) 895-7306