Manager- Compliance Advisory

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Manager- Compliance Advisory
The candidate will deliver quality results, providing sound compliance advice to the business as a subject matter expert, and executing against the responsibilities outlined below. Maintain expert knowledge of applicable consumer and small business banking laws and regulations, keeping up with and advising the business on current and emerging developments. Provide effective challenge and advice through regular interaction with business partners and risk management colleagues, both 1:1 and in group settings, to influence process development, procedures, controls, and monitoring. Exercise sound judgment to effectively assess, dimension, and balance risk when providing compliance advice to the business. Evaluate new business initiatives and participate in complex projects to identify potential compliance risk and risk mitigation activities, and effectively challenge business to remain within approved compliance risk appetite. Determine and/or validate applicability of laws and regulations to business processes. Provide guidance on and assess adequacy of controls over regulatory requirements and business line monitoring of those controls. Assess the impact and potential compliance risk exposure of operational breakdowns or findings, including customer complaints, and advise business during remediation. Identify trends in internal and external compliance data and proactively advise on current and emerging risks. Perform and/or participate in compliance risk assessments of business processes and products. Bachelor’s Degree or Military experience is required. Master’s Degree or Juris Doctor Degree is preferred. Should have 3+ years of compliance risk management, or risk management, or legal, or audit, or regulatory examiner experience. Should preferably have 6+ years of compliance risk management, risk management, legal, regulatory examiner, audit, or regulatory examiner experience. Certified Risk Professional (CRP), Certified Regulatory Compliance Manager (CRCM), or Certified Compliance and Ethics Professional (CCEP) is preferred.

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