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Principal Analyst Risk Monitoring Diversified and Clearing Firms
Experience
2 yrs required
Location
San Francisco, CA, United States
Posted on
Dec 07, 2022
Profile
Principal Analyst, Risk Monitoring, Diversified and Clearing Firms
The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports the direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts risk monitoring activities, that can include complex or elevated risk firms with guidance and minimal supervision of a Risk Monitoring Director or designee. Collaborates with internal departments to analyze, communicate and make recommendations with respect to regulatory intelligence. Mentors and coaches more junior-level risk monitoring staff. Serves in leadership roles related to special projects and technology initiatives. Performs as part of a team conducting monitoring (including coordination with specialists) to execute against risks of assigned firms.
Company info
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