Senior Principal Compliance Specialist Fair Banking

Profile

Senior Principal Compliance Specialist, Fair Banking
The candidate reviews new initiatives to identify and assess the fair banking risks and necessary controls to mitigate those risks. Advises and enhances risk assessment processes. Drafts, reviews, and implements program policies and procedures. Implements and manages changes in accordance with company policies and procedures. Drives process improvements. Supervises the development of fair and responsible banking risk scorecards and presents status updates to leadership. Prepares for, and manages, regulatory exams, audits, and compliance tests. Assesses the risk raised by third-party service providers whose services are impacted by fair banking legal or regulatory requirements. Maintains a high level of awareness and knowledge of fair banking compliance requirements and identifies fair banking risks. Provides guidance to assigned businesses on fair banking issues under management and emerging issues. Oversees model and strategy governance processes and provides guidance on metrics and scorecard reporting. Reviews and provides fair lending guidance to inform statistical testing. Prepares for, and manages, regulatory exams, audits, and compliance tests. Should have a Bachelor's Degree in any field and 8+ years of experience in Compliance, Law, Risk, and Operations, including some people management. In lieu of a degree, 12+ years of experience in Legal or compliance program at a bank or financial services company, with experience specifically in fair lending, including people management. Master's Degree in Business, Security, Law, Computer Science, Data Analytics, Risk and 10+ years of experience in Compliance, Law, Risk, and Operations, including some people management is preferred. CRCM, JD, CISA, CIPP, CRMP, PMP, RIMS or similar certification/license preferred.

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