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Job Details

International Wealth Management Attorney

Company name
Morgan Stanley

Experience
5-7 yrs required

Location
Purchase, NY, United States

Employment Type
Full-Time

Industry
Legal

Posted on
Apr 26, 2021

Valid Through
Aug 09, 2021

Apply for this job






Profile

International Wealth Management Attorney

The candidate will be advising the IWM and functional partners on applicable securities, broker-dealer, and investment advisory regulations, including rules of the road for opening and maintaining accounts for clients in various jurisdictions; marketing, offering, and selling products to non-US clients; negotiating agreements and advising the business on foreign finders and other third-party intermediaries; negotiating and drafting provisions in distribution agreements and other agreements with issuers, fund managers regarding non-US selling activities; and advising on strategic initiatives of the firm, including the WM Canada business. Will also have certain non IWM coverage responsibilities, including drafting and negotiating client-facing agreements, advising on the investigation of senior financial exploitation and diminished capacity issues, reviewing and advising on instances of potential employee misconduct, and assisting functional partners in the drafting and development of firm policies and procedures and handling special projects, as needed.

Additional Information

Job Number: 3169172

Company info

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