Compliance Manager - Governance And Securities

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Compliance Manager - Governance and Securities
Duties: Under the supervision of the Senior Counsel, Compliance, Governance and Securities, will assist members of CPI’s Legal and Compliance Department with various compliance management tasks and initiatives, including, but not limited to, compliance project organization and management, liaising with legal and business teams regarding compliance matters, and ongoing compliance monitoring. Project management and coordination of compliance related initiatives and projects, including performing due diligence and preparing due diligence lists and tracker spreadsheets, scheduling meetings and following-up with internal stakeholders, and assisting with overall project plans. Assist with design, evaluation and oversight of compliance programs. Work with external parties, such as auditors and outside counsel, to coordinate compliance program related reviews. Communicate requirements to impacted business areas and facilitate reviews. Resolve issues and concerns identified during same and escalate appropriately. Identify and evaluate compliance risks, internal controls which mitigate risks and related opportunities for internal control improvement. Provide compliance guidance to CPI personnel at all levels. Work with Chief Legal and Compliance Officer and other members of the Legal Department on special projects and initiatives and other appropriate functions, including public company corporate governance matters, as may be assigned.

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