Controls Testing amp Assurance ctampa Compliance Testing Officer - Assistant Vice President

Profile

Controls Testing & Assurance (CT&A) – Compliance Testing Officer - Assistant Vice President

The candidate will conduct compliance reviews under the direction of the Americas Head of CT&A Compliance Testing to assess and review compliance with legal, regulatory, and internal firm policy requirements applicable to Deutsche Bank products and services in the Americas. Support Review Leads with the development of testing modules and help support testing across all Americas business activities. Experience with leading reviews is a strong plus. Maintain solid working relationships with Business Line Compliance, Front Office, Operations, Group Audit, and other control groups throughout the region. Identify Compliance risks inherent in a business or process and assess whether a control framework is in place to manage these risks or whether any existing control framework adequately manages the risks. Determine the root cause of issues and develop effective remediation plans to mitigate the risks. Escalate potential issues and exception items noted during the review process to senior management for discussion and further investigation if deemed necessary.

Additional Information

Requisition id: R0212011.

Company info

Deutsche Bank AG, Frankfurt am Main
8120 Nations Way Suite 207-210
Jacksonville
Florida
United States 32256
Website : http://www.db.com/