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Counsel Enforcement
Company name
FINRA.
Experience
4 yrs required
Location
Washington, DC, United States
Employment Type
Full-Time
Industry
Legal
Posted on
Dec 11, 2022
Profile
Counsel, Enforcement
The candidate will execute an effective risk-based legal strategy to assess the record fairly. Collaborate with investigative staff to plan investigations and fully develop the record. Research and identify the legal requirements for charges. Recommend a fair and effective outcome, accurately assessing the evidence and applying a well-reasoned legal framework to the case. Advance settlement discussions with respondents. Conduct litigation preparation and contribute meaningfully to litigation, including by conducting witness examinations. Draft clear and organized analysis, and effective advocacy documents. Plan for and conduct effective on-the-record testimony of witnesses. Draft settlement documents. Collaborate effectively with other Enforcement attorneys, including within teams handling complex matters. Collaborate effectively with other departments. Prioritize matters based on risk. Collaborate effectively with managers and incorporate feedback into planning and execution. A law degree and admission to the Bar are required. Must have 4+ years of relevant legal experience in a regulatory or legal environment.
Additional Information
Job Requisition ID: R-004880
Company info
FINRA.
1735 K St., NW
Washington
District of Columbia
United States 20006
Website : http://www.finra.org
Location : Washington, DC
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