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Principal Compliance Specialist
Experience
8 yrs required
Location
Miami, FL, United States
Posted on
Nov 30, 2022
Profile
Principal Compliance Specialist
Duties: Maintains and enhances department or functional units in support of the overall compliance program components. Assists with researching regulatory compliance requirements and evaluating the adequacy of business policies, procedures, training and reference materials, system, and manual processes. Assists with the identification and assessment of compliance program risks and controls. Supports management in the development, implementation, and maintenance of compliance programs and a culture of compliance. Assists with the preparation of status reports of program initiatives, activities, and compliance issues to management and committees.
Company info
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