Senior Manager Compliance Advisor- Auto Finance

Profile

Senior Manager Compliance Advisor- Auto Finance
Responsibilities: Review Complaints generated from lines of business and provide guidance on remediation, escalate and facilitate with subject matter experts, when necessary. Identify trends in data and proactively advise on identified external and internal risks. Maintain subject matter expertise of applicable laws and regulations. Perform and review control assessments executed by peers for accuracy and adherence to test procedures. Evaluate Internal Audit, Regulatory Exam, and self-identified issues and events for compliance impacts. Provide effective challenge and guidance on compliance risks and support risky lines of business through various interactions and forum engagements. Advise lines of business on application of Compliance requirements, such as: new products, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation. Assist risky lines of business in the development and maintenance of the Compliance Program, such as how to monitor, report, and train. Support lines of business through expert advice, influence adjustments to the processes, procedures, and controls. Conduct targeted validations and reviews on controls over applicable regulations. Perform UDAAP validations and reviews. Active involvement with compliance testing and third party compliance. Maintain expert understanding of Compliance Risk Management Framework and applicable laws and regulations. Assist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistency and adequate Compliance Risk Management. Participate in reporting activities, such as: NULAW, NPMIG, and other reports used by Senior Leadership. Manage and develop Advising Team in support of their compliance work and professional career.

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