Head Of Regulatory Relations And The Relationship Liaison Office rlo Senior Vice President

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Head of Regulatory Relations and the Relationship Liaison Office (RLO), Senior Vice
Duties: Improve the aggregated view of State Street’s regulatory posture across the company’s jurisdictions of operations. Establish and maintain a formal examination management process to improve standards, coordination, and discipline for interactions with regulators across different business lines, legal entities, and jurisdictions. Address related requirements for the Board of Directors, executive management, and senior business leaders and risk management. Be responsible for understanding the implications of regulatory messages and providing interpretation and guidance to internal executive business stakeholders. Develop and maintain formal communication plans with key regulatory agencies to facilitate scheduling of important meetings and promoting information-sharing at all levels of the organization (includes protocols for the frequency and type of communication required). Provide advice to management regarding how State Street and its professionals should interact with regulators. Acts as the lead and primary point of contact within the RLO for the regulatory exam team and assists business lines during all regulatory examinations by coordinating and overseeing various aspects of the examination. Coordinate and enhance communications with the various executive management teams to reduce the possibility of regulatory misunderstanding or inconsistent messaging. Ensure the organization speaks with one consistent and transparent voice to its regulators. Includes mapping organization contacts from across the institution to their regulatory counterparts and provide protocols for the frequency and type of communication required. Be accountable for monitoring the full lifecycle of regulatory issues as identified (from identification to closure to validation). Prepare and present required program reports/reviews to the Board, executive management and as applicable global regulators. Provide overall leadership in the design, development and enhancement of the firm’s regulatory Liaison Office and related staff. Carry out periodic evaluations of the RLO and make appropriate changes and improvements.

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