Banking Services Operations Associate III - Legal Doc Subpoena

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Banking Services Operations Associate III - Legal Doc Subpoena

Responsibilities: Responds to subpoena requests or any other legal request for financial records. Analyze routine legal requests to understand and determine scope of request and ensure necessary (Federal and State) requirements are met. Communicate and negotiate with serving attorney or agency to clarify documentation scope and required due date. Complete research and inquiries on several Bank systems with customer information to identify type of relationship and where relevant responsive information is held. Work with several internal departments to compile records and ensure a full understanding of the entire customer relationship and request so all needed documentation is produced. Respond to legal paper within designated timeframes by providing copies of requested Bank records along with affidavit of authenticity. Coordinate appearances with Legal and other Bank representatives needing to appear in court and provide testimony in response to subpoenas. Maintain records of all pertinent information related to the legal paper for audit purposes, following-up as needed to keep serving agency and internal departments informed of progress. Log all incoming mail when received for tracking and control purposes. Maintain records of all pertinent information related to the legal paper for audit purposes, following-up as needed to keep serving agency and internal departments informed of progress. Understand and adhere to the Company’s risk and regulatory standards, policies and controls in accordance with the Company’s Risk Appetite. Identify risk-related issues needing escalation to management. Promote an environment that supports diversity and reflects the M&T Bank brand. Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable. Complete other related duties as assigned.

Additional Information

Ref. R15026

Company info

M&T Bank.
626 COMMERCE DRIVE
Amherst
New York
United States 14228
Website : https://www.mtb.com