Sr. Compliance Officer

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Senior Compliance Officer
The candidate will conduct and direct compliance risk oversight of Enterprise Compliance Programs, with an emphasis on Accessibility programs that support physical and digital elements of the Americans with Disabilities Act and/or Limited English Proficiency. Lead and execute compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework. Interpret new or existing laws, rules and regulations that are complex and multifaceted and use that knowledge as a subject matter expert to communicate requirements and expectations to assigned areas of responsibility. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing changes. Analyze and provide guidance on complex compliance actual and emerging risk scenarios within business units and/or functions. Develop Risk Committee materials, including evaluation of program effectiveness, level and direction of risks, key and emerging risks, and status of previously-identified risk and control issues. Communicate with management and regulators with respect to compliance risk management activities and regulatory examinations. Implement strategies and methods related to the compliance risk management framework within the organization, including quality assessments, key risk, and performance measurement data, along with oversight monitoring and mitigation strategies. Manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Partner with LOB leaders and other senior the firm teammates to execute on key strategic initiatives for the company, providing counsel and oversight in a collaborative, business savvy and team-first manner. Bachelor's degree in Business, Economics, Finance, or Accounting, or an equivalent combination of education and work experience is required. MBA, Juris Doctorate or other advanced degree is preferred. Should have 8+ years of financial institution experience. Should have 5+ years of direct experience in compliance. Should preferably have 8+ years of compliance experience, with five years at medium to large financial institution. Prior supervisory or management experience is preferred. Experience or knowledge of the Americans with Disabilities Act and/or Limited English Proficiency is a plus. Certified Regulatory Compliance Manager (CRCM) is preferred.

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