Senior Legal Counsel

Profile

Senior Legal Counsel - Hybrid

The candidate will advise on investment adviser, mutual fund, ETF and closed-end fund legal issues. Prepare and oversee various mutual fund, ETF and closed-end fund regulatory filings with the U.S. Securities and Exchange Commission, including registration statements on Form N-1A and Form N-2. Prepare and oversee annual shareholder meetings for clients, including filing proxy statements with the U.S. Securities and Exchange Commission. Prepare and review fund advisory, sub-advisory, custodian, transfer agency, fund accounting, administration and distribution agreements. Prepare board meeting materials for '40 Act fund boards of directors/trustees and attend board meetings. Monitor and report on regulatory developments. Other duties as assigned from time to time. Should have Juris Doctorate. Must have 3-8 years’ experience at a law firm or financial services firm advising on the Investment Advisers Act, Investment Company Act of 1940 and other federal securities laws. Advanced knowledge of the Investment Advisers Act, Investment Company Act of 1940 and other federal securities laws. Ability to advise on '40 Act fund service provider contracts. Ability to draft contract terms. Ability to manage multiple tasks simultaneously. Ability to work with little supervision. Advanced computer skills, including Microsoft Office (i.e., Word, Excel, PowerPoint, etc). Excellent verbal and written communication skills with strong ability to communicate with internal and external clients.

Company info

SS&C Technologies Inc
1290 Broadway Suite 1000
Denver
Colorado
United States 80203
Website : http://www.ssctech.com