Vice President Head Of Financial Crimes Operations

Profile

Vice President, Head of Financial Crimes Operations
The candidate will support the growth and implementation of a global financial crimes program reasonably tailored to comply with applicable regulations, effectively identify and mitigate regulatory risk, and embed the highest standards of compliance. Areas of focus include economic sanctions, anti-money laundering (AML; investor and transaction-related), and anti-bribery/anti-corruption. Lead and direct the work of a team of five compliance professionals; establish professional development plans, and foster an environment of growth and learning. Manage global screening and escalation review process; provide leadership in dispositioning complex escalations and alerts and evaluating new regulatory requirements and identifying the need for enhanced controls. Lead the development and maintenance of procedures and controls to comply with applicable regulatory requirements and internal standards, in collaboration with global compliance leaders and other constituents. Provide oversight of teams and third parties who support or execute anti-money laundering or sanctions control activities. Manage the execution of financial crimes processes related to investor onboarding (including AML/KYC and sanctions considerations) and investment support (including managing investment “KYI” diligence and operational due diligence escalations). Oversee Firms Anti-Corruption Program. Support the Firms Program Governance Team in conducting and/or updating program risk assessments for AML, Economic Sanctions and Anti-Corruption. Assist with inquiries from and interactions with regulatory authorities. Partner with senior Compliance leadership, Legal, investment colleagues, and the operational due diligence team to support business needs. Consult with outside legal counsel on guidance related to compliance and regulatory issues.

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