Securities Attorney

Profile

Securities Attorney

The candidate will advise clients on legal issues related to private capital-raising activities. Draft and review our clients’ ’33 Act and ’34 Act filings. Advise on SEC rules and regulations, stock exchange rules, Sarbanes-Oxley/Dodd-Frank/JOBS Act compliance, and related corporate governance and regulatory matters. Assist with securities-related structuring, negotiating, and other aspects of public and private transactions. Should have 3+ years of securities experience. Admission to NYS bar (or ability to waive in) required. Exceptionally strong writing and verbal communication skills are required. Should have demonstrated high-level organizational skills for prioritizing workload. Must be able to manage competing priorities and maintain high standards of performance Exhibits conscientiousness, dedication, self-discipline, and a sense of responsibility Must have a professional, cooperative, positive, and flexible attitude; ability to work with diverse personalities within various levels of the organization. Military experience is welcome.

Company info

Harris Beach PLLC
677 Broadway Suite 1101
Albany
New York
United States 12207
Fax : 518-427-0235
Website : https://www.harrisbeach.com/