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Wealth Management Capital Markets/private Securities Attorney Executive Director Or Vice President
Experience
5 yrs required
Location
Purchase, NY, United States
Posted on
Nov 30, 2022
Profile
Wealth Management Capital Markets/Private Securities Attorney, Executive Director, or Vice President
Responsibilities: Working on transactions involving the distribution of co-investments, secondaries, and direct private securities offerings. Advising on legal obligations arising in connection with corporate governance, investor relations, and investing activities. Reviewing marketing materials and investor presentations (including track record data). Reviewing early-stage transaction documents (NDAs, term sheets, agreements). Reviewing and negotiating client account documentation related to capital markets products and services. Review and interpret relevant statutes, rules, and regulations applicable to wealth management products and services. Maintaining form agreements as well as working on discrete projects, regulatory inquiries, and other matters as appropriate.
Company info
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