Lead Compliance Officer Branch Banking

Profile

Lead Compliance Officer – Branch Banking

The candidate will provide oversight and monitoring of business group risk based compliance programs. Maintain compliance risk expertise and consulting for projects and initiatives with moderate to high risk, over multiple business lines. Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements. Oversee the Front Line's execution and challenges appropriately on compliance related decisions. Develop, oversee, and provide independent credible challenge to standards with subject matter expertise. Provide direction to the business on developing corrective action plans and effectively managing regulatory change. Report findings and make recommendations to management and appropriate committees. Identify and recommend opportunities for process improvement and risk control development. Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements. Monitor the reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management. Oversee the Front Line's execution and challenges appropriately on compliance related decisions. Make decisions and resolve issues to meet business objectives. Interpret policies, procedures, and compliance requirements. Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals. Work with complex business units, rules and regulations on moderate to high risk compliance matters. Interface with Audit, Legal, external agencies, and regulatory bodies on risk related topics. BS/BA degree or higher, JD, or paralegal experience is preferred. Should have 5+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education. Experience with issue management and root cause analysis is needed. Demonstrate experience implementing compliance programs that support adherence to financial services regulations and/or prudential regulatory guidance is needed. Experience identifying and assessing regulatory compliance risk for large complex financial institutions is preferred. Knowledge and demonstrated experience applying consumer compliance deposit laws and regulations, including UDAAP, Reg. E, FCRA is a plus. An active Certified Regulatory Compliance Manager (CRCM), or CAMS, or CIPP is preferred.

Additional Information

Job requisition ID: R-199806

Company info

Wells Fargo
655 S 50TH ST,
West Des Moines
Iowa
United States 50265
Website : https://www.wellsfargo.com/