Senior Compliance Pmo Group Manager Director

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Senior Compliance PMO Group Manager, Director
The candidate will be collaborating with the broader ICRM teams, business partners, technology and global functions to drive the implementation of strategies, tactics and action plans to meet the firm ICRM mission requirements, consistent with the firm's risk appetite. Primarily focusing on delivering the end-to-end disciplines, processes, and practices for effective management across ICRM specifically related to program management disciplines and delivery of strategic control initiatives. Assessing complex issues, structuring potential solutions, and driving to resolution with senior stakeholders. Developing and enhancing the framework and establish standards for the execution of strategic control initiatives, inclusive of interaction with and requirements for functions not directly under ICRM management governance and oversight. Driving operational efficiency as regulatory book of work continues to evolve. Examining any redundant functions and processes; define and implement required actions to continuously improve effectiveness and efficiency. Interfacing directly with regulators and oversee development of all reporting against regulatory obligations. Actively participating in and driving Regulatory meeting agenda to provide updates on key remediation activities and promote effective communication with Regulators. Participating in and report out to the Compliance Committee of the Board on significant projects. Providing strategic advice and credible challenge to the ICRM Senior Leadership regarding defining and managing ICRM strategy, goals, performance indicators and strategic initiatives. Guide the leadership team through the prioritization, definition, documentation, agreement and tracking of key functional goals, strategies and plans. Trouble-shooting and problem-solve emerging ICRM management challenges and issues through to resolution. Translating ICRM strategy and goals across the firm's clients, products and geographies in a succinct and clear manner, providing direction and guidance on the programs. Overseeing the identification and assessment of the firm's key compliance risks. Ensuring compliance risks within the firm are effectively identified, measured, monitored, and controlled, consistent with the bank’s risk appetite statement and all policies and processes established within the risk governance framework. Working collaboratively with senior the firm management across business and functional lines in recommending, developing and executing on business initiatives within permissible statutory and regulatory frameworks. Reviewing priorities and ensure alignment of resources against the most critical projects and deliverables. Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; extensive experience in area of focus; previous experience managing a diverse staff is required. Advanced degree (e.g. JD, MBA) is a plus. Should have 15+ years’ demonstrated performance in a highly regulated environment. Compliance or similar function is preferred. Experience with Board level and U.S. Regulators level communication and interaction with the ability to articulate complex problems and facilitate the definition and implementation of solutions through crisp and clear messaging is required. Experience in the design and implementation of Compliance programs and projects is required. Project Management certifications is preferred.

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