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Job Details

Capital Markets / Securities Associate Attorney

Company name
BCG Attorney Search

1-6 yrs required

Charlotte, NC, United States


Posted on
Feb 08, 2024

Valid Through
Mar 09, 2024


A law firm in Charlotte, NC, seeks a Capital Markets / Securities Associate Attorney to join its team. The ideal candidate will work closely with senior leadership on various securities offerings and compliance matters for public and private issuer clients and investor clients.


  • Collaborate with senior leadership to advise clients on capital markets transactions, securities regulation issues, corporate governance, and general business matters.
  • Assist in executing securities offerings, including registered and Rule 144A/Reg S offerings of investment-grade and high-yield debt, convertible debt, equity offerings, PIPE transactions, ATM offerings, initial public offerings (IPOs), price placements, and liability management transactions.
  • Provide guidance and support to public companies on regulatory compliance and Securities and Exchange Commission (SEC) reporting, including proxy statements, quarterly and annual reports, and compliance with NYSE and NASDAQ rules.
  • Conduct legal research, draft legal documents, and provide legal opinions.
  • Communicate effectively with clients, senior attorneys, and other legal staff.


  • Juris Doctor (J.D.) degree from an accredited law school.
  • Admission to the North Carolina State Bar or eligibility for admission by motion.
  • 2-4 years of experience at a large law firm with a sophisticated capital markets/securities practice.
  • Strong academic record with excellent writing and communication skills.
  • Demonstrated experience advising clients in capital markets transactions, including various offerings of debt and equity securities.
  • Familiarity with SEC regulations, securities laws, and corporate governance principles.
  • Ability to work effectively in a fast-paced environment and manage multiple tasks simultaneously.
  • Attention to detail and a commitment to delivering high-quality legal services.

Preferred Experience:

  • Previous experience advising public companies on regulatory compliance and SEC reporting requirements.
  • Familiarity with NYSE and NASDAQ listing rules.
  • Experience with drafting and negotiating transactional documents related to securities offerings.
  • Knowledge of financial markets and industry trends.

Education and Certifications:

  • Juris Doctor (J.D.) degree from an accredited law school.
  • Admission to the North Carolina State Bar or eligibility for admission by motion.


  • Strong legal research and analytical skills.
  • Excellent written and verbal communication skills.
  • Ability to work independently and collaboratively in a team environment.
  • Proficiency in Microsoft Office Suite and legal research databases.
  • Strong organizational and time management skills.

Company info

BCG Attorney Search
400 Perimeter Center Ter NE Ste 900
United States 30346
Phone : 770-450-2000
Fax : (213) 895-7306

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