Regulatory Compliance - ERISA Attorney

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Regulatory Compliance - ERISA Attorney
Duties: Reports to the Chief Risk Officer and partners with Risk, Compliance and Business functions. Serve as a legal expert on all regulatory changes impacting Defined Contribution Record Keeping business including regulations under ERISA, the Internal Revenue Code, Securities and Exchange Commission, and state wise Banking Code for trust companies. Provide guidance, consulting, oversight and monitoring to ensure compliance. Responsible for reviewing, tracking and interpreting Applicable Compliance Requirements. Provide support for Contracting functions with company clients and vendors. Participate in industry seminars and meetings and regulatory deliberations at various industry and government bodies. Coordinate, oversee and manage the resolution of compliance and regulatory incidents, including providing escalation and resolutions support and services, relating to the services and the Systems. Oversee, advise and ensure compliance whenever there is change to processes and technology, to ensure they are legally compliant. Support and assist Company in fulfilling all litigation, subpoena and similar requests as requested by Company, to the extent relating to the Services, the Systems or other obligations. Participate in business unit-aligned working group meetings with government relations and other compliance functions to discuss legislative and regulatory activities and developments.

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