Senior Compliance Officer - Regulatory

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Senior Compliance Officer - Regulatory

The candidate will participate in and contribute to the execution of Popular’s Compliance Program, ensuring alignment with Corporate compliance and strategic direction and recommend policy and/or actions based on internal and external industry developments for the area of responsibility. Serve as a compliance resource and SME (subject matter expert) to business units, internal team members, and management providing a range of support and analysis on regulatory compliance requirements, issues, and/or best practices, including the provision of guidance in the design, development and/or enhancement of processes and controls to manage compliance risks. Serve as the subject matter expert for Popular Bank on all lending compliance-related matters, including consumer lending, mortgage, and commercial lending. Perform regulatory research in response to business unit compliance inquiries. Assist/support the business units on the implementation of new and amended laws and regulations. Identify and professionally escalate matters requiring management attention. Advise and consult on proposed new products, services, and initiatives regarding compliance obligations and corresponding compliance risks, and mitigating controls. Provide support with regulatory compliance examinations, and/or compliance audits or reviews. Review marketing materials, disclosures, and other customer communications subject to consumer protection regulations for compliance. Support the issue management process for the compliance department and support the complaint management process, including the responses to consumer complaints received from regulators. Advise and support the business lines in the establishment and execution of action plans to address compliance deficiencies, findings, and/or recommendations of examiners, internal audits, and self-identified issues. Provide support to management in the execution of the annual compliance training program, including drafting training materials and conducting training as needed. Perform other duties as assigned.

Company info

Popular Inc.
Popular Centre 209
San Juan
Puerto Rico
United States 00918
Website : https://www.popular.com