Compliance Officer - Aml amp Elderly/vulnerable Specialist

Profile

Compliance Officer - AML & Elderly/Vulnerable Specialist

The candidate will conduct investigations into potential unusual activity and potential elderly/vulnerable exploitation and determine if there is required regulatory reporting. File required Suspicious Activity Reports (SARs) with FinCEN and conduct required follow up investigations. Run and research weekly AML reports, such as OFAC and 314(a) and ensure required reporting is made timely. Review on all new entity account applications for potential AML concerns. Conduct research on clients and entities investing large dollar amounts to verify the source of funds and deter money laundering. Contact representatives and clients to investigate and detect potential unusual activity and/or elderly/vulnerable exploitation. Aid in the improvement of tools to monitor, analyze, and report suspicious activity such as conducting high-risk jurisdiction reviews. Conduct an annual AML risk assessment. Assist in regulatory examinations and inquiries related to AML. Coordinate with an outside consulting firm to conduct the annual independent review of the Firm’s AML Program. Provide AML and Senior and Elderly exploitation guidance and training to the business and the salesforce. Work with the transfer agent and outside fund companies to place freezes on accounts when necessary. Maintain and enhance AML policies and procedures, including the AML Program and CIP Program. Maintain the AML Identity Theft Prevention Program. Help with identifying any AML loopholes and coordinating projects to bridge those gaps.

Additional Information

Requisition id: R-644:102022.

Company info

Primerica, Inc
3120 Breckinridge Blvd. NW
Duluth
Georgia
United States 30099
Website : http://www.primerica.com