SVP Surveillance Product Specialist

Profile

SVP Surveillance Product Specialist

Duties: Serves as a Surveillance Product Specialist in the Compliance Surveillance function within Independent Compliance Risk Management (ICRM). Will be responsible to track and intemperate rule changes, regulatory guidance, industry best practices, and regulatory developments related to the trading rules and surveillance. Articulate and distill those changes into potential new surveillance requirements/obligations, assist with writing business requirement, and work with key stakeholder to develop new surveillance scenarios/patterns. Encompasses a number of surveillance related portfolios including trade surveillance, e-communications and voice surveillance, employee trading, outside activities surveillance, and information barrier surveillance. Creating, enhancing and implementing surveillance scenarios and conducting surveillance reviews. Improving surveillance tools and applications by coordinating with Information Technology on the timely implementation of enhancements and proactively addressing potential issues. Participating in ad-hoc requests, special projects and regulatory exams directed by other organizations within the compliance or legal departments. Other responsibilities include: overseeing the monitoring to adherence to ICRM’s Risk Policies and relevant procedures; preparing, editing and maintaining Compliance program related materials; interacting and working with other areas within Citi, as necessary; and keeping abreast of regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas. Interacting with global counterparts in regards to the governance of their surveillance portfolio.

Additional Information

Ref. 19146446

Company info

Citigroup, Inc
One Court Square
New York
New York
United States 11120
Website : http://www.citigroup.com