Senior Counsel-capital Markets

Profile

Senior Counsel-Capital Markets

The candidate will provide legal support to the institutional broker-dealer businesses of Huntington Capital Markets and Capstone Partners in connection with the implementation of their business strategies. Will advise on applicable laws, rules and regulations, including the Securities Exchange Act of 1934 and the regulations thereunder, rules of the Financial Industry Regulatory Authority and the Municipal Securities Rulemaking Board, and state securities laws and regulations. Interact closely with Compliance, Risk, Technology and Operations departments to mitigate risk and ensure compliance with applicable laws and regulations. Assist in the development or updates of policies and procedures in connection with new products or services or regulatory developments. Draft, review and revise customer agreements and disclosures. Document and negotiate agreements with vendors and commercial partners. Provide legal support for regulatory examinations. Build and maintain effective working relationships with internal and external stakeholder groups.

Additional Information

job requisition id R0034044

Company info

Huntington Bancshares Incorporated.
307 N 76th St,
Milwaukee
Wisconsin
United States 53213
Website : https://www.huntington.com/