Senior Counsel-associate General Counsel - Securities Attorney Hybrid

Profile

Senior Counsel-Associate General Counsel - Securities Attorney | Hybrid

The candidate will provide legal advice and guidance on the development of variable insurance and registered investment company products, including registered index-linked annuities (“RILAs”), mutual funds, and ETFs. Prepare, file, and update all registration statements, forms and reports filed with the Securities and Exchange Commission (“SEC”) for the organization’s variable annuities and RILAs, and assist with SEC filings for the organization’s ETFs and the variable products mutual funds. Provide legal guidance and support to reduce legal and financial risk associated with the organization’s securities products. Provide legal support for the development and review of marketing materials. Coordinate and provide legal support for SEC examinations and state examinations involving securities products. Vigorously advocate and defend the organization’s interests before regulators, elected officials, and industry organizations. Manage non-attorney members of the Securities Team, including allocating work assignments, mentor team members, fostering and facilitating working relationships with the business units that the team supports, and work closely with Vice President, Deputy General Counsel on development and succession planning for team as needed, works with legal personnel of Allianz affiliates and parent company’s legal department, and manages outside counsel.

Additional Information

ID: 14886.

Company info

5701 Golden Hills Drive PO Box 1344
Minneapolis
Minnesota
United States 55416-1297