Experience
5 yrs required
Location
Los Angeles, CA, United States
Posted on
Sep 27, 2020
Profile
Compliance Investigations Manager
Duties: Responsible for the strategic and tactical development, implementation and maintenance of the **MEMBERS ONLY**SIGN UP NOW***. Office of Compliance Services Investigations Program. In this role, you will provide oversight for ongoing activities related to the investigative audit and investigations activities that occur at **MEMBERS ONLY**SIGN UP NOW***.. Be responsible for the performance and oversight of complex investigations, but you will also support the development of system-wide incident responses to prevent future incidents from re-occurring. Will investigate compliance related allegations reported through the Chief Compliance Officer, and provide direct compliance investigations support. Will serve to advance the effectiveness of **MEMBERS ONLY**SIGN UP NOW***.’s Compliance Program by providing professional support to the Compliance Department leadership.
Company info
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