Compliance Regulatory Practices Group Banking Vice President

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Compliance, Regulatory Practices Group, Banking, Vice President
Responsibilities: Work closely with business, compliance, legal, risk, technology and operations teams throughout the firm. Will be responsible for advising and helping to prepare senior stakeholders for regulatory meetings and other regulatory engagements; reviewing and editing regulatory responses and presentations; and creating PowerPoint presentations to senior management or regulators. Will involve significant interaction with both the firm’s U.S. banking regulators and senior internal stakeholders outside of the Banking team. Leverage strong communication and relationship-building skills in frequent interaction with other areas of the firm, in particular, senior stakeholders and regulators. Demonstrate resiliency and creativity when under pressure and when managing time-sensitive demands from competing stakeholders. Demonstrate strong written and oral communication, as well as analytical abilities. Grasp and keep abreast of relevant law, rules and policies. Be unfailingly detail-oriented, so as to consistently produce accurate work product. Effectively and efficiently conduct business by phone with both internal and external stakeholders. Spot and suggest potential corrective actions to address regulatory issues surfaced during the course of regulatory interactions. Work independently and exercise strong judgment when executing an assigned task. Multi-task and have the ability to manage and advance multiple projects simultaneously. Identify and effectively escalate potential issues to appropriate person(s). Meet tight deadlines and comfortably operate in the face of time constraints. Persistently follow-up with colleagues to ensure that appropriate information is obtained and timely recorded.

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